Search for: "Hedge Fund Lawyer"
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12 Jun 2012, 5:56 am
Gupta says phone recordings show that David Loeb, a senior Goldman salesman, passed on tips to a hedge fund manager. [read post]
11 Jun 2012, 1:59 pm
Rajaratnam, who ran the now-defunct Galleon Group hedge fund, of orchestrating an extensive insider trading conspiracy last year. [read post]
11 Jun 2012, 1:59 pm
Rajaratnam, who ran the now-defunct Galleon Group hedge fund, of orchestrating an extensive insider trading conspiracy last year. [read post]
10 Jun 2012, 4:23 pm
A week earlier, on the other side of the globe, hedge funds and institutional investors following the IT consulting industry in India read "Access Denied," a report co-authored by the CLSA U and this blogger for clients of Credit Lyonnais Securities (Asia) "to help fund managers understand the latest industry trends, investment theories and macro developments that impact the markets and sectors in which they invest. [read post]
8 Jun 2012, 8:06 am
Olshan's clients range from public companies, hedge, venture capital, private equity and other investment funds to entrepreneurs and private companies worldwide. [read post]
8 Jun 2012, 5:00 am
Dirty Dozen: Lawyer Receives Longest-Ever Sentence for Insider Trading by Bruce Carton in Compliance Week’s Enforcement Action Unlike Raj Rajaratnam, attorney Matthew Kluger was not a billionaire hedge fund founder. [read post]
7 Jun 2012, 8:45 am
The Wall Street Journal is also reporting that hedge fund Citadel LLC is arguing its diminished profits in the division weakened by departures to rival Jump Trading are proof that its trade secrets were stolen. [read post]
4 Jun 2012, 6:29 am
(GS) and who ran McKinsey & Co. from 1994 to 2003, is defending against charges that he leaked inside information to hedge fund co-founder Raj Rajaratnam. [read post]
1 Jun 2012, 2:00 am
Once the prohibition is eliminated, many advisers to hedge funds and private equity groups may engage in some sort of advertising when placing fund securities. [read post]
30 May 2012, 4:19 pm
From this, the chief compliance officer analogized that compliance with securities laws was central to his relationship with the hedge fund in the same way that ethical behavior as a lawyer was central to employment at a law firm. [read post]
30 May 2012, 11:00 am
Harnisch, the New York Court of Appeals ruled that there is no legal protection for a compliance officer at a hedge fund who alleges he was fired because he complained that the CEO was illegally trading company stock. [read post]
24 May 2012, 10:54 pm
Peterson, the official, and a Canadian lawyer are accused of acquiring a direct interest in the Jin Lin Tiandi Serviced Apartments. [read post]
24 May 2012, 12:28 pm
From its start in bonds, Bloomberg gradually poured in data and analytics on commodities, equities, foreign securities of all kinds, energy, mortgage-backed securities, derivatives, mutual funds, real estate, hedge funds, foreign exchange. [read post]
24 May 2012, 6:51 am
Three types of institutions comprise the trading volume of HFTs and are what is meant by HFTs: 48% proprietary high frequency trading firms, 46% investment banks and 6% hedge funds. [read post]
22 May 2012, 6:26 pm
District Court for the District of Columbia found that the Commission behaved improperly and public interest in disclosure was greater than the privacy interests of individuals named records related to the SEC’s probe of insider trading that allegedly occurred at Pequot Capital, a hedge fund. [read post]
22 May 2012, 8:23 am
May 8, 2012) (PDF) Sullivan, who was the Chief Compliance Officer, Executive Vice President, Treasurer, Secretary and Chief Operating Officer of the hedge fund, was terminated after confronting the hedge fund’s president about stock trades that Sullivan believed amounted to “front-running. [read post]
22 May 2012, 8:01 am
Government lawyer said they have Gupta's phone records that show he illegally passed corporate secrets to his friend, Raj Rajaratnam, who ran a hedge fund. [read post]
22 May 2012, 8:01 am
Government lawyer said they have Gupta's phone records that show he illegally passed corporate secrets to his friend, Raj Rajaratnam, who ran a hedge fund. [read post]
21 May 2012, 5:00 am
Lehman salespeople also alerted favored hedge funds. [read post]
17 May 2012, 9:46 pm
According to CEO Jamie Dimon, the massive loss is a result of “egregious” failures made by the financial firm’s chief investment office and a hedging strategy that failed. [read post]
