Search for: "In Re Securities and Exchange Commission"
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13 May 2021, 3:03 am
The ETF and Bitcoin trends got a little closer to converging earlier this week, when Cboe filed an application with the SEC to serve as an exchange for a Bitcoin ETF that Fidelity wants to launch. [read post]
5 May 2021, 7:46 am
Maroney Alleged To Have Sold Unregistered Fraudulent Securities An emergency action filed April 20, 2021, by the Securities and Exchange Commission (SEC) in federal court in the Middle District of Florida alleges that Maroney used Harbor City Capital, a purported “online lead generation campaign business,” and a number of entities to raise $17.1 million through offerings of unregistered fraudulent securities. [read post]
4 May 2021, 1:08 pm
Securities and Exchange Commission (the “SEC”) . [read post]
4 May 2021, 6:13 am
SECURITY AND TRUSTS/AGENCY Since the introduction of a legal regime creating a security agent in 2017, a security agent can be appointed for the purpose of taking, registering, managing and enforcing security it holds in its name for the benefit of the creditors. [read post]
30 Apr 2021, 4:00 am
They gave the materials to Cyber Ninjas, a security firm with no election experience. [read post]
28 Apr 2021, 1:01 pm
The bank then faced fraud charges by the Securities and Exchange Commission (SEC), which resulted in the bank paying $550 million to settle the charges, although Goldman refused to either admit or deny the charges. [read post]
27 Apr 2021, 7:30 am
//hdl.loc.gov/loc.pnp/hec.28258 Hired by the Securities and Exchange Commission in 1935 and living in the nation’s capital, he had to love the future Mrs. [read post]
23 Apr 2021, 9:07 am
For example, Jeff Greene, acting senior director for cybersecurity at the National Security Council, said that “we’re at the point where the federal government simply can’t bear the risk of buying insecure software anymore. [read post]
22 Apr 2021, 10:03 pm
Securities and Exchange Commission (SEC) Chair Gary Gensler to serve a five-year term. [read post]
16 Apr 2021, 4:00 am
Andrew Clyde for failing to comply with security screenings to enter the House chamber. [read post]
15 Apr 2021, 11:03 pm
Securities and Exchange Commission should mandate that large companies disclose their environmental and societal impacts to investors and regulate communications, campaigning, and voting in company elections. [read post]
15 Apr 2021, 3:48 am
This point is supported by Stephanie Yon-Courtin (RE, FR), who also supports the introduction of a DLT SSS but is more in favour of the thresholds in the original Commission proposal. [read post]
5 Apr 2021, 1:56 pm
The Securities and Exchange Commission voted to take two actions to continue to advance implementation of security-based swap regulation under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
1 Apr 2021, 11:30 am
A congressionally-commissioned study by the Government Accountability Office (GAO) published in February 2019 essentially supported that view. [read post]
1 Apr 2021, 8:44 am
Securities and Exchange Commission is inquiring into a newly popular alternative for going public comes as payments firms increasingly turn to the method in lieu of a traditional public offering. [read post]
31 Mar 2021, 5:59 pm
Image from the Chinese News Outlet Global Times as part of the Chinese de-legitimization campaign, "China's upcoming report on US human rights violations shows 2020 'a declining point' of American democracy"(1 March 2021) The trick of pretending to be a "human rights teacher" in a few Western countries has long been unsuccessful, and the hypocrisy is well known in the world. [read post]
31 Mar 2021, 3:02 am
Concurring in part and dissenting in part in that case, Justice Breyer again remarked that this affects “the regulation of securities sales” because, “the regulatory spheres in which the Securities and Exchange Commission … operate[s]” is “defined by content. [read post]
25 Mar 2021, 7:22 am
The document, from which Pittman read aloud during an exchange with Rep. [read post]
18 Mar 2021, 9:03 pm
Securities and Exchange Commission should require companies to disclose their climate-related risks, including their greenhouse gas emissions or possible damage to their property or business resulting from climate-related disasters. [read post]
18 Mar 2021, 3:00 pm
While the growing cannabis industry will need to be wary of increased regulatory pressure from the Securities Exchange Commission and other federal agencies, there is no denying that the industry has a bright future. [read post]
