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31 Jan 2007, 3:20 am
Jim Webb (PDF 62.9 KB) Letter requests Rice's written answer to a question about action against Iran that was asked in a hearing on January 11 FINANCIAL SERVICES01/30/2007
Legislative Text of HR 698, the "Industrial Bank Holding Company Act of 2007" (PDF 39.8 KB) Text of the bill as introduced by Rep. [read post]
20 Sep 2009, 1:25 pm
• Communications with Directors: The NYSE listing standards require companies to provide “interested parties” with a method to communicate with the presiding director, or the non-management or independent directors as a group. [read post]
16 Jul 2009, 2:37 am
Peregrine ultimately issued restatements of its financial statements for fiscal years 2000 and 2001. [read post]
9 May 2012, 2:30 am
US8150757B1 Web-based infomediary for intellectual property transfer Publication Date: 2012-04-03 Assignee/Applicant: FoundationIP LLC Abstract: A system and method provide a web-based infomediary for dissemination of intellectual property transfer information among multiple users via a global computer network such as the World Wide Web. [read post]
10 Aug 2018, 6:11 am
Posted by Lex Suvanto, Edelman Financial Communications & Capital Markets, on Thursday, August 9, 2018 Tags: Accountability, Board independence, Board oversight, Board performance, Boards of Directors, Reputation, Risk management, Social capital [read post]
29 Oct 2020, 2:00 am
Kim Buckey is Vice President of Client Services at DirectPath, LLC, headquartered in Burlington, Massachusetts. [read post]
2 Mar 2011, 8:54 am
Purdy Associates, LLC, he served as the Contracts Manager at the University of Washington. [read post]
15 Aug 2007, 5:49 pm
Scientific Research Funding Group, 189 F.3d 1327, 1336 (Fed. [read post]
30 May 2024, 5:11 am
So first up, we have Mathew Kerbis, out of Chicago, he’s the 2024 James Keane Award recipient, and founder of subscription attorney, LLC. [read post]
24 Oct 2017, 4:20 am
Group LLC, 134 AD3d 1490 [2015]; Smalley v Harley-Davidson Motor Co., Inc., 115 AD3d 1369 [2014]). [read post]
20 Mar 2022, 2:39 pm
ESG has become such a large component of my law practice that I am now collaborating with a fabulous group attorneys in ESG Legal Solutions, LLC, a new law consulting firm. [read post]
12 Jan 2022, 10:09 am
” And as to the aiding and abetting charges against The Klein Group LLC, a financial advisor with respect to the merger and a wholly-owned subsidiary of defendant M. [read post]
5 Sep 2023, 4:21 am
The right to inspect company books and records is separate and independent from the right to an equitable accounting, which ‘require[s] a person in possession of financial records to produce them, demonstrate how money was expended[,] and return pilfered funds in his or her possession. [read post]
18 Jul 2009, 7:31 am
Not surprisingly, the SEC has focused its attention on cases related to the financial crisis. [read post]
9 May 2023, 9:01 pm
Independence A threshold question for a voting stockholder is whether a stockholder nominee is working primarily for the nominating stockholder, or for all stockholders. [read post]
7 Feb 2023, 6:19 pm
At one hospital in Washington state, neurosurgeons were paid based on a productivity metric that provided a financial incentive to perform more surgeries of greater complexity. [read post]
3 Feb 2018, 12:00 am
For more information, visit Medina Law Group or Private Client Capital Group. [read post]
18 Jul 2022, 2:46 pm
Furthermore, the campaign group, ShareAction, alongside 117 individuals and 15 institutions, filed a shareholder resolution in early 2021 asking HSBC, Europe’s second largest fossil fuels financier, to publish a strategy and targets to reduce its exposure to fossil fuel assets, starting with coal. [read post]
27 Aug 2024, 9:01 pm
The case stems from an inquiry initiated by FINRA following Blankenship’s termination by Independent Financial Group, LLC (IFG) for alleged policy violations related to mutual fund transactions and unauthorized discretionary actions. [read post]
13 Dec 2020, 4:48 pm
There is a report in the Independent. [read post]
