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21 Apr 2018, 1:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
18 Apr 2018, 7:31 am
Since the enactment of the 2011 American Invents Act, USPTO’s fee setting authority has allowed the Office to more efficiently set user fees to recoup its operational costs in conjunction with our Public Advisory Committees and with input from the public and our stakeholders. [read post]
16 Apr 2018, 4:48 pm
Howey Co., which states that a security is an investment contract in which a person 1) invests their money; 2) in a common enterprise; 3) with an expectation of profits; 4) based on the efforts of the promoter or a third party. [read post]
14 Apr 2018, 1:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
11 Apr 2018, 6:34 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
9 Apr 2018, 10:47 am
Additionally, they found that PNCI improperly charged advisory fees to client accounts for periods when there was no assigned investment advisory representative. [read post]
6 Apr 2018, 6:08 am
Paul Smeets (Maastricht University), on Tuesday, April 3, 2018 Tags: Corporate Social Responsibility, ESG, Institutional Investors, Mutual funds, Pension funds, Reputation, Social capital 2018 Proxy Season Preview Posted by Shirley Westcott, Alliance Advisors, on Tuesday, April 3, 2018 Tags: Accountability, Board composition, Boards of Directors, Climate change, Corporate culture, Corporate Social… [read post]
5 Apr 2018, 8:24 am
Rothschild has been promoted to partner and welcome Kevin Cott as head of our Atlanta office following the merger of Cott Law Group, P.C. with our firm. **** CoinAlts East CFM is a founding sponsor of the one-day symposium for digital asset managers in New York on April 19, 2018. [read post]
4 Apr 2018, 11:28 am
Staff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsStaff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsDalia Blass, Director, Division of Investment Management, US Securities and Exchange CommissionIn a staff letter to the Investment Company Institute and Asset Management Group, Blass addressed potential issues the SEC has identified concerning registered funds and products focused on cryptocurrency. [read post]
3 Apr 2018, 9:52 am
Legal information providers and legal information professionals are not advisories. [read post]
24 Mar 2018, 1:00 am
For more information, visit Medina Law Group or Private Client Capital Group. [read post]
23 Mar 2018, 10:58 am
Industry groups now dominate trade advisory committees; as a result, the executive branch is arguably more captured than Congress, where the sheer number of members representing diverse constituencies ensures a more balanced debate. [read post]
23 Mar 2018, 8:09 am
She also has served as an Editorial Advisory Board Member for human resources, employee benefit and other management focused publications of BNA, HR.com, Employee Benefit News, InsuranceThoughtLeadership.com and many other prominent publications and speaks and conducts training for a broad range of professional organizations and for clients, serves on the faculty and planning committee of many workshops, seminars, and symposia, and on the Advisory Boards of… [read post]
23 Mar 2018, 8:04 am
She also has served as an Editorial Advisory Board Member for human resources, employee benefit and other management focused publications of BNA, HR.com, Employee Benefit News, InsuranceThoughtLeadership.com and many other prominent publications and speaks and conducts training for a broad range of professional organizations and for clients, serves on the faculty and planning committee of many workshops, seminars, and symposia, and on the Advisory Boards of… [read post]
17 Mar 2018, 1:00 am
For more information, visit Medina Law Group or Private Client Capital Group. [read post]
15 Mar 2018, 7:16 am
The bill also would require the Commission to have greater role in the work of an advisory body on capital formation issues. [read post]
15 Mar 2018, 6:22 am
The National Seminar, which is part of the SEC’s Compliance Outreach Program, is designed to help educate registered investment advisers’ chief compliance officers (“CCOs”), as well as their senior officers, about “various broad topics applicable to larger investment advisory firms and investment companies. [read post]
13 Mar 2018, 3:56 am
Also, sponsors can evaluate the efficiency of their plan operations and investment management. [read post]
13 Mar 2018, 3:56 am
Also, sponsors can evaluate the efficiency of their plan operations and investment management. [read post]
10 Mar 2018, 12:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
