Search for: "Investment Management Company LLC"
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23 Jul 2018, 11:09 am
Previous registrations include Suntrust Investment Services, Inc., Wells Fargo Advisors, LLC, Morgan Keegan & Company, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. [read post]
23 Jul 2018, 11:09 am
Previous registrations include Suntrust Investment Services, Inc., Wells Fargo Advisors, LLC, Morgan Keegan & Company, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. [read post]
7 Jul 2021, 9:31 am
Often, investors are promised “inside access” to invest in start-ups or even well-known companies before the initial public offerings (“IPOs”), but in reality investors are just investing in some sort of venture or company that promises to acquire the pre-IPO shares. [read post]
21 Mar 2011, 1:13 am
The six petitioning creditors are:Solby+Westbrae Partners19 SHC, Corp.Ajna Brands, Inc.601/1700 NBC, LLCAxafina, Inc.Oxana Adler, LLMAccording to court documents, Fisher Island Investments, Inc. serves "as a holding company for various subsidiaries and other entities developing and managing real estate holdings in Fisher Island, Florida. [read post]
8 Apr 2013, 1:20 pm
Sustainability & Impact Investing Group; Domini Social Investments LLC; BlackRock; F&C Management Ltd.; British Columbia Investment Management Corporation; AFL-CIO Office of Investment; and F&C Management Ltd. [read post]
29 Aug 2012, 12:10 pm
Madoff Investment Securities LLC liquidation trustee, permission to issue a second interim distribution to the victims of the Madoff Ponzi scam. [read post]
1 Aug 2019, 11:42 am
About Legility Legility, a New Law company and leader in Legal Operations, provides consulting, technology, managed solutions, and flexible legal talent to corporations and law firms. [read post]
3 Mar 2015, 7:26 pm
Carlyle Investment Management LLC v. [read post]
4 May 2020, 7:18 am
The company reported that multiple hotels it owns have entered into cash management arrangements with their respective mortgage lenders and it anticipates similar actions will be taken by other lenders in the absence of relief from the lenders or the government. [read post]
7 Jun 2022, 3:29 am
It is an internally-managed, publicly registered, non-listed company that invests primarily in parking lots and garages in the United States. [read post]
31 Jan 2014, 5:20 am
He highlighted a case his group brought under Rule 38a-1(c) of the 1940 Investment Company Act. [read post]
22 Apr 2023, 9:05 pm
Biotronics will work with a small packing plant, The Pork Company LLC, Warsaw, NC. [read post]
22 Jun 2017, 7:22 am
By Jacquelyn LumbThe Division of Investment Management advised that it would not recommend enforcement action against NWQ Investment Management Company, LLC if it continued to serve as an investment adviser to certain series of two Nuveen Investment Trusts under written sub-advisory agreements that were not approved by a majority of the outstanding voting securities of each series. [read post]
5 May 2008, 8:01 am
Additionally, the money management industry has exploded in Atlanta with firms that manage billions of dollars in private wealth. [read post]
25 Sep 2014, 12:38 pm
According to documents filed in court, from October 2009 until at least November 2011, Mangan was the principal officer of High Point Construction & Remodeling LLC, High Point Property Management LLC, High Point Group World Wide LLC, High Point Education LLC and Fortune Forward Education. [read post]
12 Nov 2018, 9:53 am
Many of these companies then wonder why they are spending so much money without seeing a return on investment, so they discontinue using Nurse Case Managers altogether. [read post]
10 Jan 2010, 6:31 am
When a company is engaged primarily in the ownership and management of investment assets, like debt or equities, the Fourth Circuit applies the nerve center test. [read post]
26 Oct 2015, 8:05 am
Two UBS Advisory Firms Settle Charges Arising From Failure to Disclose Change in Investment StrategyTwo UBS advisory firms have agreed to settle charges arising from their roles in failing to disclose a change in investment strategy by UBS Willow Fund LLC, a closed-end fund they advised. [read post]
24 May 2022, 5:00 am
(BNYMIA), a wholly-owned subsidiary of The Bank of New York Mellon Corporation, is a registered investment adviser with over $380 billion in regulatory assets under management, including over $350 billion in mutual funds or other investment companies. [read post]
5 Oct 2012, 10:24 am
According to this rule, membership interests in an LLC can be “securities” if the investors have passively invested their money in the LLC with an expectation of a financial return on their investment. [read post]
