Search for: "MARY SCHAPIRO" Results 721 - 740 of 887
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25 Jun 2009, 7:40 am
SEC Chairman Mary Schapiro has called for companies to provide more disclosure on director qualifications and the firm's reasons for selecting its board leadership structure. [read post]
22 Jun 2009, 2:32 pm
Following the Obama Administration's proposals last week to bring tighter regulation to financial markets, SEC Chairwoman Mary Schapiro testified before a Senate Banking subcommittee today that it would be relatively simple to change  the law to allow for the regulation of over-the-counter (OTC) derivatives and emphasized that this step is needed to help the SEC ensure the proper regulation of securities markets. [read post]
22 Jun 2009, 9:23 am
On June 18, 2009, just one day after President Obama unveiled his white paper, SEC Chairman Mary L. [read post]
22 Jun 2009, 6:59 am
SEC Chair Presents Plan for Regulation of OTC Derivatives to CongressAgainst the backdrop of the Obama Administration's call for federal regulation of the OTC derivatives markets, SEC Chair Mary Schapiro has asked Congress to pass legislation subjecting securities-related OTC derivatives to the federal securities laws and Commission regulation. [read post]
18 Jun 2009, 3:26 pm by Jack J. Gravelle
Most recently, On June 10, 2009, Chairman Mary Schapiro issued a statement considering several proposals requiring greater proxy disclosure of the following: How a company and its board manages risk What is the company’s overall compensation approach? [read post]
18 Jun 2009, 1:28 am
Securities and Exchange Commission released a statement Wednesday by Chairman Mary Schapiro regarding executive compensation. [read post]
16 Jun 2009, 1:19 pm
Chairman Mary Schapiro recently testified before the Senate Subcommittee on Financial Services and General Government on the ways in which the Securities and Exchange Commission (SEC) is seeking to restore investor confidence. [read post]
15 Jun 2009, 11:58 am
SEC Chairman Mary Schapiro, Finra's former chief executive, hired a federal prosecutor to head the agency's enforcement office and launched an effort to improve how the agency processes complaints and tips. [read post]
12 Jun 2009, 2:46 pm by Karim A. Ali
To its credit, the administration’s proposals have the full support of both FED Chairman Ben Bernanke and SEC Chairman Mary Schapiro. [read post]
11 Jun 2009, 5:00 am
  At the same time, Mary Schapiro announced proposals for stepped up disclosure requirements in connection with executive compensation. [read post]
11 Jun 2009, 2:09 am
Dick Durbin on June 9, 2009 06/10/2009 Report: Employer Costs for Employee Compensation (PDF 108 KB)Prepared by the Bureau of Labor Statistics06/10/2009 Report: Semiannual Report to Congress (PDF 4.6 MB)Prepared by the Inspector General of the Department of Defense 06/10/2009 Report: Telecommunications: Broadband Deployment Plan Should Include Performance Goals and Measures to Guide Federal Investment (PDF 692 KB)GAO Report to the House Energy and Commerce… [read post]
10 Jun 2009, 1:23 pm
After meeting today with Securities and Exchange Commission Chair Mary Schapiro and Federal Reserve Governor Daniel Tarullo, Geithner emphasized that the administration would not seek to impose caps on compensation. [read post]
10 Jun 2009, 10:32 am
"In a recent speech to the Council of Institutional Investors, the new SEC Chair, Mary Schapiro, hinted that the SEC is "considering whether boards should disclose to shareholders their reasons for choosing their particular leadership structure - whether that structure includes an independent chair, a non-independent chair, or a combined CEO/chair. [read post]
7 Jun 2009, 9:04 am
Corporate Community Asks SEC for One-Year Extension for Small Companies to Comply with Sarbanes-Oxley 404 Internal Control Auditor AttestationIn a letter to SEC Chair Mary Schapiro, the Chamber of Commerce Center for Capital Markets Competitiveness urged the Commission to grant an additional one year extension for non-accelerated filers to comply with the auditor attestation provisions of Section 404 (b) of the Sarbanes-Oxley Act. [read post]
5 Jun 2009, 2:13 am
  Indeed, according to a June 4, 2009 Washington Post article (here), new SEC Chairman Mary Schapiro has specifically said that as part of her plan to try to rebuild the SEC’s tarnished reputation, she intends to step up enforcement efforts and to push cases related to the financial crisis. [read post]
4 Jun 2009, 4:21 am
Jeffrey Goldfarb of the Washington Post continues his examination of the SEC and focuses on the actions of SEC Chairman Mary Schapiro to date. [read post]