Search for: "Merrill Lynch Corporation"
Results 721 - 740
of 767
Sorted by Relevance
|
Sort by Date
6 Sep 2011, 1:56 am
And as discussed here, on July 29, 2011, Southern District of New York Judge Kevin Castel granted in part and denied in part the renewed motions to dismiss in the BofA/Merrill Lynch merger case. [read post]
11 Mar 2011, 2:28 pm
Heightening concerns for some of them: Far fewer newly issued muni-bonds are insured now—6.2%, versus 57% in 2005, according to Bank of America Merrill Lynch. [read post]
16 Sep 2009, 1:32 am
It wasn't performance-related, says corporate spokesman Robert Stickler, and it wasn't related "to any advice he was giving on the Merrill Lynch merger. [read post]
3 Jan 2013, 12:28 am
In addition, most of the antitrust litigation filed to date has named only corporate defendants. [read post]
15 Nov 2023, 6:26 am
Merrill Lynch paid a $6 million penalty to settle the SEC charges. [read post]
6 Oct 2018, 1:00 am
This week on Make It Last, Victor gives details on why a portfolio is not a plan, a newly proposed NJ fiduciary rule, as well as a glimpse as to why NJ has been ranked as the worst tax structure in the nation. [read post]
14 Nov 2023, 9:01 pm
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A., a mining company and one of the largest iron ore producers in the world, to pay $55.9 million combined in a civil penalty,… [read post]
24 Apr 2009, 10:00 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: ECJ gives Copad ruling on exhaustion and luxury goods; interpretation of Article 8(2) leads to new questions: Copad SA v Christian Dior couture SA, Vincent Gladel, as liquidator of Société industrielle lingerie (Class 46) (IPKat) China’s biggest ever patent dispute comes to a multi-million dollar end: Chint v… [read post]
23 Nov 2010, 9:24 am
The most simplified example of a credit default swap would be issued as related to highly rated corporate bonds. [read post]
5 Jul 2011, 1:41 am
As reflected in my table of the credit crisis lawsuit resolutions, which can be accessed here, the only three larger settlements are the over $600 million Countrywide settlement (refer here), the $475 million Merrill Lynch settlement (refer here), and the Charles Schwab settlement, which as revised amounted to $235 million.The three larger settlements all involve either solvent companies or at least sovlent successors in interest. [read post]
12 Dec 2008, 12:46 pm
There can be periods--5, 7, 10, even 15 years--when that isn't the case, but corporate performance always reverts to a lower level than the market because the economy is changing at a faster pace and on a larger scale than any individual company so far has been able to do without losing control [read post]
31 Mar 2010, 6:18 am
Merrill Lynch Asset Management, Inc., 694 F.2d 923 (2d Cir. 1982), which held that to violate Section 36(b) “the adviser-manager must charge a fee that is so disproportionately large that it bears no reasonable relationship to the services rendered and could not have been the product of arm’s-length bargaining. [read post]
22 Apr 2010, 11:45 am
In January 2008, Countrywide Financial Corporation, a $100 billion thrift specializing in home loans, was sold to Bank of America. [read post]
12 Feb 2008, 8:41 am
-based Catholic Equity Fund both filed "say on pay" proposals at Merrill Lynch Canada. [read post]
27 May 2009, 12:58 am
On Tuesday, Rakoff issued an opinion explaining why he picked a Mississippi pension fund represented by Coughlin rival Bernstein Litowitz as lead plaintiff in a securities class action against Merrill Lynch -- even though Bernstein's client has a similar monitoring deal with 12 law firms. [read post]
15 Sep 2011, 7:09 pm
The only way this fact could be discovered, however, was to wait for the publication of the official minutes of the October 2010 meeting, which appeared only recently, and also for the posting of the annual audited financial statements of the Domestic and Foreign Missionary Society (the actual financial arm of ECUSA -- the New York corporation which holds and spends all the money). [read post]
27 Mar 2023, 9:01 pm
We review a number of significant developments in Delaware corporate law, including the Court of Chancery’s clarification of directors’ oversight duties, and the Delaware General Assembly’s expansion of Section 102(b)(7) of the Delaware General Corporation Law to include exculpation of officers for personal liability arising from breaches of the duty of care. [read post]
4 Jan 2012, 12:33 am
Other settlements include the following: Merrill Lynch Mortgage Backed Securities, $315 million (refer here); Lehman Brothers offering underwriters settlement, $417 million (refer here); Washington Mutual, $208.5 million (refer here); Wells Fargo Mortgage Backed Securities, $125 million (refer here); National City, $168 Million (refer here); Colonial Bank, $10.5 million (refer here); and Lehman Brothers executives, $90 million (refer here) and E*Trade, $79 million (refer here). [read post]
3 Nov 2009, 5:14 pm
So the advisor acts much as the management of any business corporation, while the board acts much as do boards of such corporations. [read post]
2 Oct 2020, 2:01 am
So I quit that job, like any 22-year-old would do, and I took my very first Human Resources job as the assistant to the global CHRO at Merrill Lynch. [read post]
