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23 Sep 2013, 7:53 am
Note the list of persons covered by these provisions is very broad and includes: the issuer, any predecessor of the issuer, and any affiliates of the issuer;any director, executive officer, other officer participating in the offering, general partner or managing member of the issuer;any beneficial owner of 20% or more of the issuerʼs outstanding voting equity securities;any promoter connected with the issuer at the time of the sale;any investment manager of an issuer that is a pooled investment… [read post]
31 Oct 2012, 7:48 pm
Acting Chairman Martin Gruenberg, Consumer Financial Protection Bureau Director Richard Cordray and National Credit Union Administration Chairman Debbie Matz. [read post]
3 Dec 2008, 4:02 pm
Actually, the National Recovery Administration was intended to impose government control on industrial activity - not unshackle corporations. [read post]
22 Jul 2013, 10:34 am
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, and many other national and local publications. [read post]
24 Jan 2018, 3:24 am
”A series of serious crimes widely described as “heinous” occurred in 1993 during the administration of President Fidel V. [read post]
2 Jun 2016, 12:05 pm
Using one of two options (both of which limit the number of loans a lender can make to a consumer under the option in a 180-day period and, in any event, seem of limited utility at best to “traditional” high-rate lenders): An option modeled on the National Credit Union Administration’s program for payday alternative loans. [read post]
7 Oct 2022, 6:39 am
That’s commercial surveillance, hiring, credit, healthcare provisioning, education technology, and property valuation. [read post]
21 May 2021, 4:00 am
The case appears to focus on the Republican National Committee (RNC) and its two senior leaders, and possibly members of Congress. [read post]
14 Apr 2022, 9:08 pm
Cook and Ludwig conducted a national survey asking respondents how much they would permit their taxes to be increased to reduce gun violence. [read post]
15 Mar 2021, 8:08 am
Several agencies may issue cease and desist orders to correct BSA noncompliance, including the Federal Reserve System (FRS), the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), and the Office of the Comptroller of the Currency (OCC), as indicated by a BSA Enforcement Policy published on the NCUA website. [read post]
10 Mar 2014, 7:46 am
“But if you’re going to use credit, use a card from a national bank or a national credit union and never a debit card, no exceptions. [read post]
10 Feb 2023, 5:16 am
President Biden’s State of the Union (SOTU) address brought semiconductors to the forefront of the nation’s attention. [read post]
31 Oct 2018, 9:29 am
In a further salvo in the trade war, the Trump administration also announced on Oct. 17 that it would begin to withdraw the United States from the Universal Postal Union (UPU). [read post]
27 Apr 2011, 10:36 am
He has served in three national administrations, most recently as secretary of labor under President Bill Clinton. [read post]
15 Jun 2010, 9:05 am
In addition, important understandings were made possible with the United States so as to avoid detrimental results for both the EU and the Obama Administration, as discussed here by Bill Marmon, managing editor of European Affairs.The outcome of the ICC Review Conference is an international success, and this is to Europe’s credit. [read post]
8 Oct 2011, 4:36 am
Administrative enforcement 815. [read post]
11 Jul 2012, 2:30 am
(Photo credit: Wikipedia) Roger B. [read post]
5 Jan 2016, 7:21 am
So it might seem odd that the European Union poses a threat to these capabilities. [read post]
12 Oct 2012, 6:15 am
” Part 3 turns to what employers could expect from a Romney administration. [read post]
8 Feb 2011, 6:05 pm
Photo credit: sjlocke [read post]