Search for: "New York Stock Exchange"
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18 Apr 2022, 9:45 am
Call New York Securities Lawyers at 212-509-6544. [read post]
11 Aug 2020, 6:23 am
Alibaba conducted a record-breaking IPO six years ago on the New York Stock Exchange and is now valued at over $500 billion. [read post]
4 Jun 2010, 7:19 am
Then in 1970, the New York Stock Exchange changed its rules to allow member firms to have a public float. [read post]
10 Mar 2011, 2:25 pm
This year, Renren, one of China's largest social networks, plans to raise $500 million on the New York Stock Exchange (NYX). [read post]
8 Jun 2018, 12:12 pm
Wedbush Securities is in hot water with the SEC, FINRA, and the New York Stock Exchange for a scheme involving its owner and founder, Edward Wedbush. [read post]
23 Jul 2015, 4:34 pm
Under the ticker “TIER“, the REIT’s opening bid on the New York Stock Exchange was $19.50 per share. [read post]
26 May 2020, 2:08 am
It’s alright.Oh, and this past Tuesday the New York Stock Exchange reopened its famed trading Floor. [read post]
21 Sep 2018, 8:51 am
SEC Obtains Final Judgment Against Investor Relations Writer Charged with Fraudulent Stock Promotion Scheme(SEC Litigation Release No. 24280)https://www.sec.gov/litigation/litreleases/2018/lr24280.htmThe United States District Court for the Southern District of New York entered a final judgment against Thomas Meyer ordering him to pay disgorgement plus interest of $41,185.29 and a penalty of $20,000. [read post]
27 Jan 2015, 2:25 pm
The round was led by DFJ Growth, but also included three mainstream financial institutions: The New York Stock Exchange, a subsidiary of USAA, and BBVA. [read post]
11 Jul 2022, 3:51 am
The ATIF AgreementAround September 2018, Plaintiff Boustead Securities entered into an exclusive financial advisor agreement with Defendant ATIF in connection with the latter's proposed listing on NASDAQ or the New York Stock Exchange (the "ATIF Agreement"). [read post]
31 Jul 2013, 7:24 am
Attorney’s Office for the Southern District of New York today announced criminal charges against Aggarwal, who lives in India but recently returned to the U.S.SEC.gov | SEC Charges Tipper of Confidential Information to S.A.C. [read post]
19 Nov 2018, 6:06 am
Each DVMT share (which collectively track about half of VMware Inc. [1]) will be cancelled and converted into the right to receive, at the election of the holder, either: (1) 1.3665 shares of Dell Class C common stock, which will be listed on the New York Stock Exchange, or (2) $109 in cash, without interest (subject to a $9 billion cap) (the DVMT Exchange). [2] However, many tracking stock holders have been reluctant to support the DVMT… [read post]
16 Nov 2010, 8:44 am
The city funds are comprised of the New York City Employees’ Retirement System, the Teachers’ Retirement System, the New York City Police Pension Fund, the New York City Fire Department Pension Fund, and the Board of Education Retirement System. [read post]
9 Oct 2020, 7:54 am
Under the SROs’ proposal, the plan would replace the three existing plans: (1) Consolidated Tape Association Plan; (2) Consolidated Quotation Plan; and (3) Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation, and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis.The equity exchanges filing the plan along with FINRA are Cboe BYX Exchange, Cboe BZX… [read post]
7 Jul 2008, 10:39 am
Jun 25, 2008) (NO. 1, 120)Background: State sued former chairman of New York Stock Exchange (NYSE), challenging his compensation. [read post]
23 Oct 2013, 1:24 pm
The court found that the only connection with the United States – that Siemens A.G. has listed American Depository Receipts on the New York Stock Exchange, and is therefore subject to securities laws within the United States – was insufficient to overcome the requirement that there be some sign of Congressional intent for the anti-retaliation provision to apply overseas. [read post]
23 Oct 2013, 1:24 pm
The court found that the only connection with the United States – that Siemens A.G. has listed American Depository Receipts on the New York Stock Exchange, and is therefore subject to securities laws within the United States – was insufficient to overcome the requirement that there be some sign of Congressional intent for the anti-retaliation provision to apply overseas. [read post]
26 May 2009, 8:13 am
This Chancery Court decision resolved a dispute regarding the amount of fees and the division of fees between class counsel in a Delaware shareholders’ suit that challenged the exchange by Cablevision Systems Corporation of its then-outstanding tracking stock and certain assets of its Rainbow Media Division for Cablevision common stock. [read post]
17 Apr 2018, 12:00 am
After several publications released information as to the falsehood of the principal executive office in New York, Wins’ stock price plummeted. [read post]
11 Mar 2011, 6:25 am
New York's Governor, Andrew Cuomo is attempting to do away with the legal rights of victims of medical malpractice. [read post]
