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Protecting your Intellectual Property in Korea: Avoid Trying Different Things & Smoking Funny Things
1 Oct 2009, 6:05 am
Lastly, integrate the home office with the Korean entity. [read post]
26 May 2011, 1:08 am
The bottom line is that for those of us who worry about the potential exposures of directors and officers of public companies, there is a whole new category of concerns. [read post]
19 May 2021, 12:22 pm
Pasquinelli took over as Acting Chief of the Office of the Whistleblower in April following the departure of longtime Chief Jane Norberg. [read post]
27 Jun 2010, 6:50 pm
Kappos, Under Secretary of Commerce for Intellectual Property and Director, United States Trademark Office Reply Brief for Petitioner Bernard L. [read post]
7 Mar 2012, 9:12 am
Sarbanes Oxley reporting obligations or other foreign statutes are not regarded as permission statutes in the light of the BDSG, but respective whistleblowing duties may be taken into account when applying German data privacy rules. [read post]
19 Aug 2019, 3:01 am
Cowle of the University of Arkansas, looked at 13 years of data from 885 local offices of 358 audit firms in the U.S., and found offices that reported material weaknesses in internal controls over financial reporting for one or more clients in the course of a year saw their average fee total in the following year grow by about 8 percent less than would have been the case had they issued none. [read post]
1 Nov 2010, 11:51 am
The “bounty” provision “runs in direct opposition” to internal fraud-detection efforts put in place or beefed up under the Sarbanes-Oxley law that passed after a wave of accounting scandals, says Richard Crist, chief ethics and compliance officer at Allstate Insurance Co. [read post]
2 Oct 2011, 3:52 pm
Office of the State's Attorney of Cooke County. [read post]
26 Oct 2007, 2:22 pm
Sarbanes-Oxley IssuesMatt Orwig, Former U.S. [read post]
13 Jan 2011, 4:23 am
Perhaps stronger internal controls dictated by Sarbanes-Oxley have reduced the likelihood of financial fraud being committed. [read post]
7 Sep 2022, 9:01 pm
In recognition of the importance of high-quality audits, both domestically and abroad, Congress has taken significant action on at least two occasions in the past twenty years—with the Sarbanes-Oxley Act of 2002 (“SOX”)[6] and the Holding Foreign Companies Accountable Act (“HFCAA”) in 2020[7]—to provide centralized oversight and standards for the accounting profession that audits public companies (and registered broker-dealers) and to enhance the… [read post]
9 May 2009, 8:15 am
The Troubled Asset Relief Program (TARP), for example, has a clawback requirement broader than Sarbanes-Oxley. [read post]
25 Jan 2008, 6:55 am
In fact, this is not true because most charitable nonprofit corporations do not have shareholders, donors lack standing to bring fiduciary duty suits, and while state attorney general offices have standing, they lack resources and interest to enforce the duty of care. [read post]
16 Jun 2008, 8:50 pm
Walton School of Business, Denton Collins of Texas Tech University, and Austin Reitenga of the University of Alabama entitled “Earnings Restatements, the Sarbanes-Oxley Act and the Disciplining of Chief Financial Officers” (here) found not only that companies restating earnings “have higher rates of involuntary CFO turnover,” but that CFOs of restating companies “face stiff labor market penalties. [read post]
16 Jul 2010, 3:03 pm
” Non-accelerated filers are permanently exempted from the internal control rules of Sarbanes-Oxley Section 404(b). [read post]
13 Apr 2016, 3:16 am
Keith talked about how Corp Fin has raised its materiality threshold in issuing comments – and how the Office of Disclosure Standards has assisted the Division in being more consistent about the type of comments issued. [read post]
1 May 2020, 12:14 pm
In the securities fraud case defendant, Jeffrey Wilson was indicted for criminal violations of the Sarbanes-Oxley Act and was “tried by a jury. [read post]
25 Jan 2012, 11:03 am
Koss to reimburse Koss $242,419 in cash and 160,000 of options pursuant to Section 304 of the Sarbanes-Oxley Act (Mr. [read post]
4 Jul 2018, 6:54 am
In addition, SRCs that are not “accelerated filers” (companies that must file their Exchange Act reports on an accelerated basis) need not provide an audit attestation of management’s assessment of internal controls, required by the Sarbanes-Oxley Act. [read post]
24 Mar 2011, 4:40 pm
He asked COSO to consider including it in the updated framework.Noting the Sarbanes-Oxley Sec. 407 requirement that companies disclose if they have a financial expert on the audit committee, SAG member, and Eli Lilly & Company Chief Accounting Officer, Arnold Hanish said that there is a need to beef up financial experts on boards. [read post]
