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19 Sep 2014, 9:25 pm
” Wall Street Journal: The conviction represents one of the first times that a corporate executive has been found guilty on criminal counts under the Federal Food, Drug and Cosmetic Act, legal experts said, and comes amid an intensified focus by federal prosecutors on food-safety cases. [read post]
10 Jun 2011, 9:48 am
" In 2007, Jacobs helped News Corp. acquire Dow Jones and The Wall Street Journal for $5.6 billion. [read post]
16 May 2008, 4:22 pm
It was reported this week that Jefferson County, Alabama reached a two week extension with its Wall Street bankers to avoid a default on its outstanding debt of $4.6 billion. [read post]
22 Aug 2012, 7:49 am
In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act created a new program designed to incentivize whistleblowers to disclose securities fraud, and other violations of securities laws, to the SEC. [read post]
18 Jan 2018, 12:45 pm
The SEC whistleblower program was established by Congress as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
4 Apr 2014, 5:00 am
Small Banks Look to Sell as Rules Bite by Michael Rappaport in the Wall Street Journal In a period when low interest rates are squeezing small banks, the costs of adhering to new regulations are taking a toll. [read post]
1 Jun 2010, 3:20 pm
Two recent Wall Street Journal articles may cause investors to reconsider their assumptions about the supposed benefits of exchange traded funds: “Flash Crash May Prove Blemish for ETFs,” by Ian Salisbury (May 13, 2010), and “Danger: Falling ETFs,” by Eleanor Laise (May 29, 2010). [read post]
14 Feb 2014, 4:00 am
Working 24/7 in banking and law both on Wall Street and Bay Street has been a reality of the past twenty years. [read post]
9 Oct 2008, 5:09 pm
Chamber lobbying and litigation that has put Wall Street ahead of Main Street and corporations above everyday Americans. [read post]
31 Aug 2016, 8:34 am
Rural/Metro’s proxy statement included a summary of RBC’s valuation analysis, which falsely stated that RBC used “Wall Street research analyst consensus projections” for 2010 “consensus” adjusted EBITDA. [read post]
11 Nov 2008, 9:46 pm
Our texts for today come from (in inappropriate order) the New Testament, as it were, and Peter Kalis, the chairman of K&L Gates: "The metaphysical question is whether you can have bulge-bracket Wall Street firms without Wall Street," says Kalis. [read post]
14 Dec 2009, 1:21 am
House of Representatives approved by a 223-202 vote "The Wall Street Report and Consumer Protection Act of 2009," H.R. 4173 (here). [read post]
23 Sep 2017, 10:42 am
The book travels to trading desks on Wall Street, to corporate boardrooms and the offices of prosecutors and F.B.I agents. [read post]
13 Oct 2011, 3:00 am
Today's Occupy Wall Street movement may have uncertain goals and disparate interests. [read post]
16 Jan 2016, 9:35 am
They want to discourage reporting to law enforcement authorities, making it harder to rein in corruption on Wall Street and Corporate America at large. [read post]
3 Sep 2014, 11:21 pm
One, the portion of your marketing budget allocated to social media, including blogging, out to be increasing — at least if your looking to keep pace with corporate America. [read post]
27 Jan 2022, 9:00 am
The SEC Whistleblower Program was created as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
20 Jan 2021, 5:00 am
The ICI said an FTT would punish both Main Street and Wall Street and that the effect of a 10 basis point FTT could be equivalent to a 31 percent increase in the average expense ratio of many equity funds held in 401(k) plans. [read post]
29 Dec 2011, 1:37 pm
A recent article in The Wall Street Journal discusses some of the problems with annual performance reviews and how a few companies are abandoning them. [read post]
29 Dec 2011, 1:37 pm
A recent article in The Wall Street Journal discusses some of the problems with annual performance reviews and how a few companies are abandoning them. [read post]
