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30 Nov 2021, 7:21 am by Transfer Admin
In addition, the state DUI law applies to both public and private roads, so you can get a DUI for driving while intoxicated on private property. [read post]
21 Sep 2020, 3:08 am by Liz Dunshee
– How to Attend: Once you register, you’ll receive a Registration Confirmation email from mvp@markeys.com. [read post]
Publicly Disclose Material Cybersecurity Risks and Incidents In addition, the proposal would require advisers and funds to disclose certain cybersecurity risks and incidents to current and prospective clients through certain forms for advisors (Form ADV) and funds (N-1A, N-2, N-3, N-4, N-6, N-8B-2, and S-6). [read post]
23 Jun 2011, 2:46 pm by Arina Shulga
There is a need to expand the reaching of the 1996 Act to other Regulation D offerings (Rule 504 and 505 offerings) as well as other private placement exemptions.In the April 6, 2011 26-page long letter to the Chairman of the Committee on Oversight and Government Reform, Mary Shapiro, the Chairman of the SEC, expressed the understanding and the urgency for legal reform to enable small company investing. [read post]
7 Jan 2020, 10:21 am by Doug Cornelius
Municipal advisor examinations will include review of registration and continuing education requirements and municipal advisor fiduciary duty obligations to municipal entity clients. 6. [read post]
1 May 2012, 6:00 am by nedaj
. **** May 1 Sponsor: Hedge Funds Care Event: Barley, Hops and Hedge Funds Care Spring Social Location: Atlanta, GA May 1 Sponsor: Infovest 21 Event: Meet the Managers Forum Location: New York, NY May 1-2 Sponsor: FMW Event: Risk Management for Non-Quants  Location: New York, NY May 1-4 Sponsor: SIFMA Event: Operations Conference & Exhibit 2012  Location: Scottsdale, AZ May 2 Sponsor: 100 Women in Hedge Funds Event: Networking Reception  Location: Santa Monica, CA May 2 Sponsor:… [read post]
2 Mar 2012, 4:26 pm by Ailyn Cabico
  In a February 9, 2012 Final Rule, the CFTC rescinded Section 4.13(a)(4), which provided private pools with an exemption from registration as a CPO with the CFTC. [read post]
10 Dec 2009, 6:09 am by James Morphy, Sullivan & Cromwell LLP,
" In addition, if a credit rating is used in connection with a Rule 144A offering or other private placement and the privately-offered securities are exchanged shortly thereafter for substantially identical registered securities (i.e. , an "Exxon Capital" or "A/B" exchange offer), the rating would need to be disclosed in the exchange-offer registration statement even if the rating is not otherwise used in connection with that registered offering. [read post]
28 Oct 2022, 12:30 pm by John Ross
Defendant: But you were among the Trump supporters who were present at the January 6 riot at the U.S. [read post]
18 Mar 2012, 6:29 pm by Daniel E. Cummins
COCKTAIL RECEPTION TO FOLLOW AT BREAKERS 4:30p.m. - 6:30p.m. [read post]
10 Jun 2008, 2:36 pm
To view these cases distributed by Findlaw.com you must first sign in to Findlaw.com. [read post]
4 Apr 2016, 3:27 pm by Giles Peaker
Mr Guy Rogers also had applied for an adjournment on the basis that his solicitors had told him that 6 weeks was not long enough to find counsel for the hearing, so he was in person, but this was not accepted by the Tribunal (and indeed, it would be very hard not to get counsel at 6 weeks notice.) [read post]
3 Jan 2024, 6:07 am by CMS
Meaning that the specified benefit is available to a sufficient section of the public, so that the provision of that benefit is for a public rather than private purpose. [read post]
20 Sep 2013, 6:01 am by Doug Cornelius
Section 6(e) of the Securities Act allows an “emerging growth company” to file an IPO registration statement on a confidential basis. [read post]
26 Jun 2019, 3:00 am by John Jenkins
Sup.; 6/19), the Delaware Supreme Court overruled the Chancery Court and held that – at least for purposes of a motion to dismiss – a shareholder plaintiff stated a viable Caremark claim. [read post]
6 Jan 2011, 2:18 am by gmlevine
Forum December 6, 2010) (; “at least six other parties own trademark registrations for this term. [read post]