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14 May 2021, 4:09 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5852/securities-industry-commentator/SEC Charges S&P Dow Jones Indices for Failures Relating to Volatility-Related Index (SEC Release)Statement on S&P Dow Jones Indices LLC by SEC Commissioner Hester M. [read post]
2 Jun 2015, 4:23 am
What veteran lawyer Bill Singer sees in this case, however, is an important opportunity to highlight the hidden costs of compliance. [read post]
1 Aug 2021, 10:04 am
Notice of Annual Meeting of FINRA Firms and Election ProxyBill Singer Urges FINRA Small Firms to Vote for Paige W. [read post]
12 Mar 2022, 7:45 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6345/securities-industry-commentator/TM Staff Statement / SEC Division of Trading and MarketsStatement on Planned Departure from the Commission by SEC Commissioner Allison Herren LeeFounder Of Cyberfraud Prevention Company Pleads G... [read post]
11 Jun 2021, 5:47 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5899/securities-industry-commentator/Federal Court Sanctions Australian Trader for Spoofing and Engaging in a Manipulative and Deceptive Scheme (CFTC Release)St. [read post]
13 Feb 2023, 3:30 am
Calling All Unreasonable Financial Professionals: a personal message from Bill Singer Esq (BrokeAndBroker.com Blog) Notice Regarding Paxos-Issued BUSD (Consumer Alert / New York State Department of Financial Services) DOJ RELEASES SEC RELEASES SEC Award Almost $3 Million Whistleblower Award to Claimant Order Determining Whistleblower Award Claim CFTC RELEASES FINRA RELEASES = = =2/13/2023 ... [read post]
19 Sep 2006, 1:25 am
[JURIST] The trial of Simon Bikindi [ICTR case materials] began Monday at the International Criminal Tribunal for Rwanda [official website; JURIST news archive] with prosecutors accusing the popular singer of "us[ing] his fame to incite hatred" during the 1994 Rwandan genocide [HRW backgrounder]. [read post]
23 Nov 2015, 2:28 am
Veteran Wall Street attorney and publisher of the BrokeAndBroker.com Blog, Bill Singer hosted the seven-episode video series Case-in-Point, which concluded on November 24, 2015. [read post]
9 Jul 2021, 12:50 pm
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5949/securities-industry-commentator/SEC Announces $97 Million Enforcement Action Against TIAA Subsidiary for Violations in Retirement Rollover Recommendations (SEC Release)Attorney General James Announces $97 Million in Restitution for TIAA Customers Misled Into Investing in Higher-Fee Accounts (NYAG Release)SEC Charges New York Attorney… [read post]
17 Jun 2021, 3:25 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5913/securities-industry-commentator/FINRA Alerts Firms to Phishing Email From "FINRA Support" from the Domain Name "westour.org" (FINRA Regulatory Notice)Former Chief Operating Officer of Philadelphia Technology Start-Up Charged with Securities Fraud and Embezzlement (DOJ Release)SEC Charges Former Company Executive with… [read post]
18 Mar 2010, 11:00 am
[JURIST] The Appeals Chamber of the International Criminal Tribunal for Rwanda (ICTR) [official website] on Thursday affirmed [judgment, PDF; press release] the genocide conviction of popular Rwandan singer-songwriter Simon Bikindi [Trial Watch profile, case materials]. [read post]
16 Jul 2021, 7:08 am
Securities Industry Commentator:A legal, regulatory, and compliance feedcurated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5960/securities-industry-commentator/UBS Settles Charges Related to Investments in Complex Exchange-Traded Product (SEC Release)SEC Shuts Down Fraudulent Mother-Son Offering Involving Purported Supercomputer (SEC Release)SEC ... [read post]
20 Jun 2019, 11:01 am
“When the temperature is predicted to drop below freezing, it’s time to get inside,” Singer (R-30) said. [read post]
6 Jun 2019, 12:12 pm
We need to strengthen the current standards to keep people safe,” Singer added. [read post]
24 May 2012, 12:26 pm
” Read the rest of Holzapfel & Singer Submit Legislation Funding Five-Year Transportation Capital Program (126 words) [read post]
28 Jun 2012, 4:24 pm
” Read the rest of Senate Approves Holzapfel & Singer Legislation Funding Five Year Transportation Capital Program (131 words) [read post]
17 Jun 2011, 11:41 am
” Read the rest of Singer: “Nazi Comments Reflect Poorly on Opponents of Pension and Benefits Reform” (135 words) [read post]
23 Jan 2012, 12:21 pm
Read the rest of Singer Sponsored “Janet’s Law” Approved in Committee (146 words) [read post]
11 Jan 2011, 12:33 pm
Read the rest of Singer Responds to Governor’s State of the State Address (40 words) [read post]
23 May 2017, 6:30 am
Joseph William Singer, Harvard Law School, has posted Indian Title: Unraveling the Racial Context of Property Rights, or How to Stop Engaging in Conquest, which appears in the Albany Government Law Review 10 (2017): 1-.48The case of Johnson v. [read post]
