Search for: "Securities America Financial Corporation"
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18 Aug 2019, 3:15 am
Computer and Internet Weekly Updates for 2019-08-10 https://t.co/UMDmxdqJ3L 2019-08-11 Entrepreneur in £20m legal fight with Google over copyright https://t.co/6G9QyG2LvL 2019-08-11 Indian High Court Orders ISPs to Block 1129 Sites to Protect One Movie From Piracy – TorrentFreak https://t.co/O3ybDbkaYu 2019-08-11 Here's how tech giants profit from invading our privacy, and how we can start taking it back https://t.co/On7jGkavlc 2019-08-11 RIAA: Ebay and Amazon Sell a Lot of… [read post]
16 Aug 2019, 5:00 am
South Korea and Japan, two of America’s closest allies, are tumbling into a dangerous economic-diplomatic war over a South Korean Supreme Court decision that ordered Japanese corporations to compensate Korean forced labor victims from World War II. [read post]
14 Aug 2019, 2:00 pm
In Other News On Aug. 12, PEN America published a “statement in response to report the FBI is urging universities to monitor Chinese students and scholars. [read post]
11 Aug 2019, 8:50 am
Quebec and British Columbia Securities Commission v. [read post]
8 Aug 2019, 6:24 am
Second, she contended she “does not have the financial means to pay,” attaching a financial disclosure listing $8013 of charitable donations as her lone asset. [read post]
6 Aug 2019, 8:52 am
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles III Suntrust Investment Services, Inc JP Morgan Securities LLC Bingham, Daniel Essex Securities LLC Investors… [read post]
6 Aug 2019, 8:49 am
According to FINRA Disciplinary actions for July 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bang, Gregory NYLIfe Securities LLC Block, Gabriel First Standard Financial Company National Securities Corporation … [read post]
31 Jul 2019, 7:02 am
New York Securities Regulator, NYDFS, Creates New Division to Oversee and Develop Fintech and CryptocurrenciesCrowdfund Insider – July 24, 2019 One year ago, former NYDFS (New York Department of Financial Services) Superintendent Maria T Vullo, issued a statement in which she said her organization, which regulate New York financial markets, “fiercely opposes the Department of Treasury’s endorsement of regulatory ‘sandboxes’ for… [read post]
29 Jul 2019, 8:29 am
Financial terms of the acquisitions were not disclosed. [read post]
23 Jul 2019, 4:30 pm
A version of this article previously appeared on Securities Docket. [read post]
19 Jul 2019, 3:00 am
The group calls itself the Trumpettes of America 2019 Palm Beach Team, although CNN and correspondent Randi Kaye did not mention anything about such a group. [read post]
11 Jul 2019, 9:51 pm
Funds management financial services Under the proposed relief, a person engages in funds management financial services; if they provide: any of the following financial services to a professional investor in Australia: dealing in interests in, or securities issued by, an offshore fund; providing financial product advice in relation to those interests in, or securities of, the offshore fund; or making a market in relation to the offshore fund; and … [read post]
11 Jul 2019, 9:01 pm
The model seems to be a mutual fund in securities issued by corporations. [read post]
1 Jul 2019, 11:48 am
Detecting Medical Billing Errors Can Help You Reduce Debt Need Help Detecting Medical Billing Errors? [read post]
1 Jul 2019, 11:27 am
Corporate Bankruptcy Burdens Workers With Debt Due to Medical Bills There’s a very interesting article in the Rapid City Journal, which may serve as a sign of things to come. [read post]
28 Jun 2019, 3:00 am
FOIA Exemption 4 protects “trade secrets and commercial or financial information obtained from a person [that is] privileged or confidential. [read post]
27 Jun 2019, 6:21 am
This makes good business sense for private corporations that only have to match or contribute half of an employee’s contribution and avoids the long term financial planning for employee pensions; in particular indexed pensions which progressively increase in value in an attempt to address inflation and the cost of living. [read post]
24 Jun 2019, 1:41 pm
First Annual Conference on Security, Migration, and Rule of Law in the Northern Triangle of Central America. [read post]
23 Jun 2019, 7:34 am
Year M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Thomas LawrenceExterro 5-Jun-19Mindseye SolutionsReveal Data 1-May-19Phoenix Business SolutionsMorae Global… [read post]
18 Jun 2019, 2:34 pm
Aside from Windsor Street Capital, Aquino has been a registered representative at Spartan Capital Securities, John Carris Investments, John Thomas Financial, Rockwell Global Capital, National Securities Corporation, JP Turner & Company, Bank of America Investment Services, Avalon Partners, Inc., and four other firms. [read post]