Search for: "Securities Investor Protection Corporation"
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1 Aug 2014, 4:22 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
17 Jan 2010, 3:48 am
This came as a complete surprise to the investing community and the corporate lawyers who were advising them. [read post]
11 Jun 2024, 1:36 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
22 Jun 2022, 9:05 pm
The Securities and Exchange Commission (“SEC”) has signaled that it wants to increase enforcement against “greenwashing” – misrepresentation of a company’s environmental actions. [read post]
1 Feb 2020, 8:22 am
The proposal is the latest in a string of efforts by the Commission to simplify and update disclosure requirements in a way that reduces costs ultimately borne by shareholders while preserving important investor protections. [read post]
28 Jul 2023, 7:31 am
The new letter addresses in greater detail the specific bills being advanced by the committee, and expresses the group’s views that the legislation would weaken investor protections and insulate management from accountability.Weaker investor protections. [read post]
11 Sep 2008, 9:38 pm
Paul Kanjorski, noted that a majority of the provisions in the bill were recommended to Congress by the Commission.Other provisions in the bill help investors by extending the insurance provided by the Securities Investor Protection Corporation to securities futures held within their portfolio. [read post]
11 Apr 2018, 12:10 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
18 Sep 2024, 6:53 pm
Free Consultation with a Securities Attorney The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
28 Nov 2018, 12:37 pm
The following chart compares the number of cases by category for 2017 and 2018: The SEC continues to focus on protecting retail investors, and advanced two initiatives to further this goal. [read post]
16 Sep 2022, 6:30 am
It states that before a broker-dealer may initiate or resume quotations for a security in a quotation medium, the broker-dealer must review basic information about the issuer of the security.The SEC adopted amendments to Rule 15c2-11 in 2020 to provide new protections for retail investors in OTC equity securities. [read post]
15 Apr 2022, 5:29 am
Fisch (University of Pennsylvania), on Friday, April 8, 2022 Tags: Behavioral finance, Consumer protection, Financial technology, Innovation, Investor protection, Retail investors, Securities regulation, Social media, Social networks SEC Proposes Climate Disclosure Regime Posted by Joseph A. [read post]
15 Apr 2022, 5:29 am
Fisch (University of Pennsylvania), on Friday, April 8, 2022 Tags: Behavioral finance, Consumer protection, Financial technology, Innovation, Investor protection, Retail investors, Securities regulation, Social media, Social networks SEC Proposes Climate Disclosure Regime Posted by Joseph A. [read post]
25 Feb 2024, 9:05 pm
Should Coca-Cola do more to protect abortion rights? [read post]
9 Jun 2014, 12:10 pm
The Act was designed to favor investor protections, he pointed out, and the statutory language gives the Commission a choice of how to interpret it. [read post]
7 Jun 2014, 11:24 am
The Act was designed to favor investor protections, he pointed out, and the statutory language gives the Commission a choice of how to interpret it. [read post]
20 Jun 2014, 1:28 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
16 Jun 2020, 3:19 pm
Limitation of Liability One of the key benefits of forming a corporation or LLC (or other “limited liability” entity) is that it can protect your personal assets from the company’s debts. [read post]
11 Apr 2012, 4:15 pm
The SEC received 72 comment letters from institutional investors, companies, corporate lawyers, and foreign governments. [read post]
1 Jun 2021, 8:52 am
Brad Sherman (D-Cal), chair of the Subcommittee on Investor Protection, Entrepreneurship and Capital Markets, the $132 billion per year amount raised in all IPOs is probably the most important segment of all securities transactions, though dwarfed by the $2.1 trillion issued yearly in corporate bonds and $312 billion in stock offerings by public companies. [read post]
