Search for: "State v. Investors Security Corporation"
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24 Mar 2014, 8:44 am
Hildes, on the right of an investor to sue over a registration statement that had not existed at the time the investor had bought the security. [read post]
13 Oct 2022, 1:55 pm
Supreme Court’s 2021 decision in Goldman Sachs Group Inc. v. [read post]
25 Apr 2024, 9:05 pm
, Securities and Exchange Commission v. [read post]
1 Oct 2023, 5:54 am
A copy of the Court’s September 29, 2023, order granting the petitioners’ petition for a writ of certiorari in the cases, Macquarie Infrastructure Corporation v. [read post]
19 Apr 2021, 4:03 am
New York continues to buck the nationwide trend toward harmonization of close corporation and LLC law governing judicial dissolution, as made clear in cases such as Doyle v Icon and Barone v Sowers explicitly holding that New York’s LLC Law § 702 neither mentions nor otherwise accommodates oppression as a basis for seeking judicial dissolution. [read post]
3 Aug 2018, 6:10 am
Regulation Best Interest v. [read post]
5 Aug 2016, 6:27 am
Ferrillo, Weil, Gotshal & Manges LLP, on Saturday, July 30, 2016 Tags: Books and records, Cybersecurity, Fiduciary duties, Investment advisers, Investment Advisers Act, Mutual funds,Risk, Risk oversight, SEC, SEC rulemaking, Securities regulation The Value of Creditor Control in Corporate Bonds Posted by Oğuzhan Karakaş, Boston College, on Sunday, July 31, 2016 Tags: Arbitrage, Bankruptcy, Bondholders, Bonds, Control rights, Covenants, Credit default swaps,… [read post]
1 May 2020, 6:02 am
Katz, and Sabastian V. [read post]
16 Jun 2015, 11:24 am
Securities Investor Protection Corporation v. [read post]
26 Jan 2017, 7:46 pm
In Dieckman v. [read post]
26 Apr 2012, 9:07 am
Jeffrey Keey - The recent First Tier Tribunal decision in HSBC Holdings Plc and The Bank of New York Mellon Corporation v The Commissioners for Her Majesty’s Revenue & Customs brings positive news for UK companies aiming to undertake a fundraise or listing outside the EU involving the use of overseas depositary or clearance systems. [read post]
30 Nov 2018, 6:06 am
Hamermesh (Widener University), on Thursday, November 29, 2018 Tags: Attorneys’ fees, Charter & bylaws, Contracts, Delaware articles, Delaware law, DGCL, DGCL Section 102, Fee-Shifting, Forum selection, Incorporations, Rule 10b-5, SEC, Securities litigation, Securities regulation, Shareholder suits, State law [read post]
2 Oct 2012, 1:08 pm
Mizuho Securities USA Inc. [read post]
1 Jan 2025, 9:01 pm
Supreme Court in Basic v. [read post]
7 Jan 2016, 9:21 am
It chose not to respond extensively to Ethics Council inquiries.In September, the Council had a telephone meeting with an employee from ZTE’s Security & Investor Relations Department and an employee from the company’s legal department. [read post]
1 Aug 2014, 4:28 am
” The report goes on to examine key cybersecurity threats to corporations and provides information to investors for the purpose of evaluating investment risk, business mitigation strategies, and the quality of corporate board oversight. [read post]
20 Apr 2022, 9:05 pm
The Executive Order on digital assets offers six objectives that serve as a natural starting point: protect consumers, investors, and businesses; protect United States and global financial stability and mitigate systemic risk; mitigate the illicit finance and national security risks; reinforce United States leadership in the global financial system and in technological and economic competitiveness; promote access to safe and affordable financial services; and… [read post]
28 May 2019, 6:47 pm
Supreme Court denied the petition for a writ of certiorari in Hagan v. [read post]
25 Jul 2012, 10:00 am
At a talk given to the Society of Corporate Secretaries and Governance Professionals on July 14, 2012, Meredith Cross, Director of the SEC Division of Corporation Finance, stated that the SEC is working simultaneously on all of the required JOBS Act and Dodd-Frank Act required rules. [read post]
14 Sep 2011, 10:53 pm
It can also commit to a process for seeking guidance on state corporate law by creating a mandatory state court certification procedure similar to that used by the SEC in the AFSCME v. [read post]
