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14 Nov 2022, 9:04 pm
As the people’s branch, Congress should have a more democratic and open lawmaking process that makes it easy for all individuals—including those who are most marginalized—to have their voices heard.The post Public Input in the People’s House first appeared on The Regulatory Review. [read post]
11 Aug 2017, 11:54 am
PRIA represents an industry contribution to support EPA’s regulatory reviews and farmworker protection programs, and without it, EPA’s budget will face further cuts. [read post]
8 Oct 2013, 9:51 am
First, the AGCOM regulation may be inconsistent with initiatives which are under discussion at the European level, namely those described in the EU Commission Staff Working Document “E-commerce Action Plan 2012-2015. [read post]
5 Jun 2017, 7:48 am
He mentioned the reviews of investment adviser and broker-dealer regulations that have been conducted over the years, including the RAND study in 2006, a Dodd-Frank Act staff study in 2010-2011, and the SEC’s request for data and other information in 2013. [read post]
28 Jan 2017, 6:54 pm
On January 20th, Reince Preibus, President Trumps Chief of Staff, issued a broad regulatory freeze memorandum entitled “Regulatory Freeze Pending Review” halting federal rules that had not yet become effective. [read post]
16 Mar 2021, 9:05 pm
Although not always beyond criticism nor enough to overcome poverty, state resistance, and other constraints, effective tribal governance has both saved lives in Indian country and provided a model of pandemic response outside it.The post The Tribal COVID-19 Response first appeared on The Regulatory Review. [read post]
13 Dec 2021, 9:05 pm
To the extent that the public comes to understand better that the issues in rulemaking proceedings will not be decided as if they were plebiscites, individuals may be less likely to expend the time and resources involved in conducting mass comment campaigns.The post Preventing Mass Comment Wars first appeared on The Regulatory Review. [read post]
10 Jan 2021, 6:52 am
To help you stay on top of the many scheduled regulatory dates for the rest of the year, we published our Broadcaster’s Regulatory Calendar for 2021, which sets out many of the broadcast regulatory dates and deadlines in 2021. [read post]
26 Oct 2014, 9:30 pm
Policies must be reviewed for compliance. [read post]
13 Oct 2011, 2:00 am
In light of the Alert, broker-dealers should review their Market Access Rule implementation efforts to evaluate whether other possible regulatory risks may be implicated by the Rule. [read post]
11 Apr 2018, 8:34 am
Astarita, Esq. is a securities attorney representing investors and financial professional nationwide in regulatory, litigation and compliance matters. [read post]
4 Mar 2024, 5:00 am
Nelson, J.D.The House Financial Services Committee, during an abruptly abbreviated markup last week, succeeded in advancing a Congressional Review Act (CRA) resolution that, if enacted, would disapprove the SEC’s Staff Accounting Bulletin (SAB) No. 121 on custody of crypto assets. [read post]
15 Sep 2020, 7:03 am
By Anne Sherry, J.D.Investment fund analysts who were convicted of wire fraud for trading on regulatory information are appealing that conviction to the Supreme Court. [read post]
20 Mar 2018, 6:55 am
Staff plans to use MAGIC to implement a risk-based approach to reviewing disclosures. [read post]
16 Jan 2018, 9:30 pm
Shils Professor of Law at the University of Pennsylvania and the faculty advisor to The Regulatory Review, moderated the panel discussion, which featured several of the authors of the book’s chapters. [read post]
9 Mar 2017, 1:31 pm
Specialty drugs may have unique billing requirements, and, because they are often more expensive than “regular” drugs, government and commercial payors may review these claims with greater scrutiny. [read post]
6 Mar 2013, 6:08 am
The amendments were approved unanimously by the County Commission, and received support from Lee County staff and the Conservancy of Southwest Florida. [read post]
2 May 2008, 10:56 am
Firms' risk assessment of exposure to data loss is weak, vetting of staff is largely focused on more senior staff with little appreciation that junior staff may also facilitate financial crime and the implementation of policies is patchy, overly focussed on training that is rarely relevant with little testing of staff comprehension. [read post]
21 Feb 2018, 8:49 am
Axiom’s Contracts Intelligence Platform to automate via machine learning due diligence reviews in M&A deals. [read post]
5 Mar 2020, 9:05 pm
FLASHBACK FRIDAY In a 2018 essay for The Regulatory Review, Daniel Araya discussed the challenges of regulating cryptocurrency. [read post]
