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21 Nov 2007, 11:35 am
As I once discovered to my chagrin, this does not mean that traders believe that Bonds has a 25% chance of avoiding a conviction. [read post]
4 May 2017, 7:14 am
The SEC alleges that the traders added excessive mark-ups on certain transactions without notifying their customers. [read post]
9 Jan 2008, 9:47 am
Everybody knows about traders: they're a bunch of animals. [read post]
6 Dec 2010, 11:52 am
Caught up with the Calbi taco truck at Trader Joes' at La Brea and Third for lunch Saturday. [read post]
19 Apr 2024, 4:22 pm
Of 12 people interviewed, 10 (83%) reported shopping at Trader Joe’s. [read post]
18 Feb 2016, 5:00 am
HTG said the traders’ actions caused them significant financial losses and violated Sections 4c and 6(c) of the Commodity Exchange Act.Subsequently, the court ordered CME Group to reveal under seal the identities of the traders so the court could determine if the traders were CBOT members. [read post]
11 Jun 2014, 7:07 am
The Consumer Contracts (Information, Cancellation and Additional Charges) Regulations 2013 apply to sales between traders and consumers. [read post]
26 Feb 2024, 10:00 pm
The Final Rules principally could capture certain proprietary trading firms, some private funds, and other market participants whose trading activities the SEC views as de facto market making but who have historically viewed themselves as traders within the so-called dealer-trader distinction. [read post]
26 Feb 2024, 10:00 pm
The Final Rules principally could capture certain proprietary trading firms, some private funds, and other market participants whose trading activities the SEC views as de facto market making but who have historically viewed themselves as traders within the so-called dealer-trader distinction. [read post]
26 Feb 2024, 10:00 pm
The Final Rules principally could capture certain proprietary trading firms, some private funds, and other market participants whose trading activities the SEC views as de facto market making but who have historically viewed themselves as traders within the so-called dealer-trader distinction. [read post]
11 Jun 2014, 7:07 am
The Consumer Contracts (Information, Cancellation and Additional Charges) Regulations 2013 apply to sales between traders and consumers. [read post]
24 Jan 2008, 7:56 am
Update: The Financial Times said that the trader is Jérome Kerviel, a 31-year-old Frenchman who joined Société Générale in 2000. [read post]
26 Feb 2024, 10:00 pm
The Final Rules principally could capture certain proprietary trading firms, some private funds, and other market participants whose trading activities the SEC views as de facto market making but who have historically viewed themselves as traders within the so-called dealer-trader distinction. [read post]
26 Feb 2024, 10:00 pm
The Final Rules principally could capture certain proprietary trading firms, some private funds, and other market participants whose trading activities the SEC views as de facto market making but who have historically viewed themselves as traders within the so-called dealer-trader distinction. [read post]
26 Feb 2024, 10:00 pm
The Final Rules principally could capture certain proprietary trading firms, some private funds, and other market participants whose trading activities the SEC views as de facto market making but who have historically viewed themselves as traders within the so-called dealer-trader distinction. [read post]
28 Jan 2009, 6:08 am
Two Buck Chuck is made by Charles Shaw and is exclusive to Trader Joe’s. [read post]
8 Nov 2010, 12:43 am
Therefore, momentum might be the term of the week as traders weary of missing out on a bull run continue take cash off the sidelines and push equities higher. [read post]
23 Jun 2021, 8:46 am
The traders intended to cancel the trades before they were executed to create a false impression of supply and demand in the market and induce other traders to execute trades on the perpetrators’ opposite-side orders, according to the DOJ. [read post]
8 Apr 2016, 3:18 pm
Coscia next attacked the spoofing statute as unconstitutionally vague, arguing that it encompasses much routine, innocuous conduct by commodities traders. [read post]
29 Jan 2019, 5:06 am
Former Rock Capital Trader Who Pleaded Guilty to Wire Fraud Gets 5-Year Sentence Thomas Lindstrom, an ex-Rock Capital Markets LLC trader, is sentenced to five years in prison and two years of supervised release. [read post]
