Search for: "The Trader"
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17 Jul 2009, 1:36 am
U.K. financial companies should adopt new rules on bonuses that would require top bankers and traders to have part of their pay deferred for up to five years, according to a government-commissioned report. [read post]
27 Jan 2012, 7:04 am
Greenlight Capital's former compliance officer and a JPMorgan Cazenove trader were fined in connection with Greenlight's sale of shares in a British pub operator more than two years ago. [read post]
17 Apr 2014, 9:02 am
The merger of Glencore and Xstrata created the world’s fourth-largest mining company and largest commodities trader when it was finalized last year. [read post]
2 Nov 2007, 7:37 am
The spectator wanted to inform traders in Sallie Mae stock. [read post]
23 Aug 2021, 10:00 pm
A recent US Securities and Exchange Commission (SEC) settled enforcement action that found that a hedge fund acted as an unregistered “dealer” has blurred the traditional line between dealers and traders. [read post]
26 Sep 2024, 4:20 am
TGO Agriculture (TGO) is a commodities trader, specializing in ammonium sulphate and other chemicals used in agriculture. [read post]
1 Dec 2011, 1:23 pm
Almost two years after he pled guilty to selling confidential client information to traders at the Galleon Group, Brien Santarlas was sentenced Wednesday to six months in prison. [read post]
9 Sep 2011, 12:07 pm
Wall Street on 9/11: Needing to focus on something other than devastation and heartbreak, a Merrill Lynch trader says, "We weren't going to let anyone bring us down. [read post]
4 Apr 2019, 2:00 pm
Traders were at odds to figure out exactly what caused the... [read post]
11 Feb 2007, 4:50 pm
This includes a requirement to prohibit falsely claiming or creating the impression that the trader is... [read post]
23 Aug 2021, 10:00 pm
A recent US Securities and Exchange Commission (SEC) settled enforcement action that found that a hedge fund acted as an unregistered “dealer” has blurred the traditional line between dealers and traders. [read post]
13 Oct 2009, 6:52 am
“The existence of a previously secret injunction against the media by oil traders Trafigura can now be revealed. [read post]
8 Apr 2019, 6:54 am
A trial opens this week for a wealthy stock trader charged with murder in the death of a man who was helping him dig a network of tunnels beneath his Maryland home when a fire erupted. [read post]
13 Jun 2019, 10:26 am
A judge on Thursday refused to order a new trial for a wealthy stock trader convicted of murder in the fiery death of a man who was helping him secretly dig tunnels for an underground nuclear bunker beneath a Maryland home. [read post]
22 Nov 2006, 5:13 am
It will be a good Thanksgiving for five former floor traders. [read post]
17 Jun 2019, 6:12 am
A wealthy stock trader awaits sentencing for his conviction in the fiery death of a man who was helping him secretly dig tunnels for a nuclear bunker beneath a Maryland home. [read post]
27 Aug 2009, 2:07 am
Goldman Sachs has been subpoenaed by the Massachusetts chief financial regulator who demands information on the firm's weekly meetings where analysts offer tips to traders and big clients, The Wall Street Journal reported. [read post]
11 Mar 2011, 12:26 pm
Raj Rajaratnam and a trader have a rapid-fire exchange about which stocks to buy and sell before the market close (think Aaron Sorkin writing dialogue about Wall Street). [read post]
8 Jan 2010, 1:53 am
“Trafigura, the offshore oil trader that became notorious for legal attempts to suppress reporting of parliament, is going back to Britain’s judges tomorrow. [read post]
28 Sep 2011, 12:50 pm
The news that UBS lost $2.3 billion thanks to a rogue trader comes just when regulators are trying to preserve the Volcker Rule's strongest measures and buttress weaker clauses. [read post]
