Search for: "U.S. Commodity Futures Trading Commission"
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30 Aug 2010, 5:56 pm
Commodity Futures Trading Commission (CFTC) today announced the publication in the Federal Register of final regulations concerning off-exchange retail foreign currency transactions. [read post]
29 Jun 2011, 2:24 pm
Commodities Futures Trading Commission, said Varney. [read post]
23 Apr 2009, 3:23 pm
• For mangers utilizing futures and options strategies, go to: http://www.nfa.futures.org/BasicNet/ This website contains Commodity Futures Trading Commission (CFTC) registration and National Futures Association (NFA) membership information and futures-related regulatory and non-regulatory actions contributed by NFA, the CFTC and the U.S. futures exchanges. [read post]
30 Mar 2008, 1:21 pm
Paulson’s sweeping plan to reorganize the patchwork of U.S. financial regulation — reported here and here on the front page of today’s WSJ — contains a recommendation for merging the SEC, which was created in 1934 to re-establish public trust in the post-Depression markets, with the Commodities Futures Trading Commission, created in 1974 to regulate commodities futures and options markets. [read post]
20 Jun 2018, 7:04 am
The Securities Exchange Commission (“SEC”) and Commodities Futures Trading Commission (“CFTC”) are not the only U.S. government agencies exerting regulatory jurisdiction over initial coin offerings (“ICOs”) and cryptocurrencies. [read post]
6 Apr 2023, 5:42 am
”But sustainable biofuels markets are still in their development phase–one meeting participant representing U.S corn growers asked the Commission to help make public the price discovery process that surrounds “assets” in the carbon credit markets, possibly requiring standardization. [read post]
16 Nov 2012, 5:00 am
Swaps brokers claimed that the Commodity Futures Trading Commission’s (CFTC) new international swaps rules, implemented under the Dodd-Frank Act, are harming American businesses.The Treasury Department announced an initiative to review and streamline anti-money laundering regulations.Federal Communications Commission (FCC) Chair Julius Genachowski circulated a draft proposal that would eliminate the agency’s cross-ownership ban that… [read post]
26 Sep 2013, 9:30 pm
Some commentators suggested the Commodity Futures Trading Commission (CFTC) may be hamstrung when the agency's chairman steps down at the end of the year if no replacement is selected. [read post]
2 May 2012, 10:56 am
Commodity Futures Trading Commission and created the Office of Cooperative Enforcement, which coordinated enforcement among the Department of Justice, the SEC and state authorities. [read post]
27 Aug 2017, 8:43 pm
Trade Representative wants to end restrictions on cross-border data flows and any requirements for local installation of computing facilities. [read post]
29 Jun 2011, 7:32 am
Ferrer thanked the Commodity Futures Trading Commission and National Futures Association for their assistance in this case. [read post]
29 Jun 2011, 7:32 am
Ferrer thanked the Commodity Futures Trading Commission and National Futures Association for their assistance in this case. [read post]
16 Jul 2013, 5:05 pm
Here is a summarized list of disqualifying acts under the final rule: A conviction within the previous ten years (or five years, in the case of the issuer, its predecessors and affiliated issuers), of any felony or misdemeanor in connection with the purchase or sale of any security or certain other securities law violations; Being subject to any injunction entered within the previous five years which enjoins the person from engaging in certain further securities law violations; Being subject to a… [read post]
20 Aug 2021, 7:10 am
Berkovitz observed that the CFTC regulates commodities, but that in more nuanced terms, that means the agency mostly regulates derivatives on commodities or, in even simpler language, anything you can have a futures contract on such a the more recent trading in Bitcoin futures. [read post]
15 Jul 2011, 10:52 am
Unlike U.S. [read post]
30 Mar 2010, 8:30 am
Commodity Futures Trading Commission has also filed a complaint against Villalba.Sources: SEC, New York Daily News_____________________________________________________________________If you invested with Money Market Alternative, L.P., Money Market Alternative Ltd., Money Market Plus, Hybrid Money Market Management LLC, and/or Enrique Villalba, or are the victim of some other type of investment fraud, the Law Offices of Keith L. [read post]
12 Mar 2021, 12:35 pm
The nomination of Gensler, the former Chair of the Commodity Futures Trading Commission (CFTC), was recently approved by the Senate Banking Committee and will now go to the Senate floor for confirmation. [read post]
20 Jan 2012, 10:37 am
Attorney, Smith is now in private practice specializing in the defense of individuals in cases against the Department of Justice, the Securities and Exchange Commission and the Commodity Futures Trading Commission. [read post]
20 Jan 2012, 10:37 am
Attorney, Smith is now in private practice specializing in the defense of individuals in cases against the Department of Justice, the Securities and Exchange Commission and the Commodity Futures Trading Commission. [read post]
30 Jul 2019, 9:05 pm
Both the SEC and the Commodity Futures Trading Commission (CFTC) currently have some statutory authority to oversee crypto-markets and they have recently started enforcing regulations on the sector more rigorously. [read post]
