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4 Aug 2020, 11:46 am by Eva Galperin
Citing security concerns, both the RNC and DNC have warned their campaign not to use TikTok, and Wells Fargo has banned the app internally. [read post]
4 Aug 2020, 6:53 am by Silver Law Group
Abbonizio (CRD# 2787112) – previously registered with Morgan Stanley, Wells Fargo, Oppenheimer & Co with four (4) customer complaints) and Dean J. [read post]
31 Jul 2020, 3:00 am by John Jenkins
Lawsuits that Kevin includes in his list that Cornerstone doesn’t are those filed against  Zoom, Colony Capital, Wells Fargo, and iAnthus Capital Holdings. [read post]
30 Jul 2020, 5:31 pm by Kevin LaCroix
The four cases in my tally that Cornerstone Research has not included are the securities suits that have been filed against Zoom; Colony Capital; Wells Fargo; and iAnthus Capital Holdings. [read post]
30 Jul 2020, 4:01 am
" Applicant feebly argued that the relevant consumers are English speakers in Midwest supermarkets ("from Pittsburgh to Fargo), but these restrictions did not appear in the application at issue.As to consumer perception, the Board noted that in applicant's specimen of use and other materials, there was no use of D’AVOCADO "or other indicia to suggest the purchasing public would perceive it as a common name for the goods rather than a mark. [read post]
29 Jul 2020, 2:41 pm by Kevin LaCroix
The four cases in my tally that Cornerstone Research has not included are the securities suits that have been filed against Zoom; Colony Capital; Wells Fargo; and iAnthus Capital Holdings. [read post]
29 Jul 2020, 12:30 pm by Silver Law Group
  Nathaniel Clay   Laidlaw & Company (UK) Ltd   National Securities Corporation   Alan Lau   Wells Fargo Clearing Services, LLC   Wells Fargo Investments, LLC   Scott Levine   Craft Capital Management LLC   PHX Financial, Inc. [read post]
27 Jul 2020, 7:08 pm by Silver Law Group
  Jody Pullium   Allstate Financial Services, LLC   PNC Investments   Ana Rivera   Wells Fargo Clearing Services, LLC   Wells Fargo Advisors, LLC   George Schmidt, Jr. [read post]
27 Jul 2020, 6:45 pm by Silver Law Group
  Wells Fargo Clearing Services, LLC   Wells Fargo Advisors LLC   Howard Walzer   BB&T Securities, LLC   UBS Financial Services Inc. [read post]
Recently, Pillsbury’s Deborah Thoren-Peden sat down with a panel of experts that included Millicent Calinog Tracey (former Wells Fargo SVP), Samantha Ettus (founder and CEO of Park Place Payments) and Pillsbury partner John Barton. [read post]
20 Jul 2020, 1:43 pm by Richard Altieri, Benjamin Della Rocca
Wells Fargo told its employees to delete TikTok from their company devices. [read post]
19 Jul 2020, 2:53 pm by Kevin LaCroix
There are a couple of cases that do not fall into one of these three categories, such as the PPP-related lawsuit filed against Wells Fargo, and the privacy-related lawsuit filed against Zoom. [read post]
14 Jul 2020, 6:11 pm by Stewart Baker
And, on top of everything, private sector CISOs are drawing a bead on the app, as Wells Fargo and (briefly) Amazon tell their employees to take the app off their work phones. [read post]
14 Jul 2020, 5:59 am by Associated Press
SILVER SPRING — Wells Fargo lost $2.4 billion in the second quarter, the first quarterly loss for the bank since the real estate crash of 2008. [read post]
13 Jul 2020, 3:00 pm by Stewart Baker
And, on top of everything, private sector CISOs are drawing a bead on the app, too, as Wells Fargo and (briefly) Amazon told their employees to take the app off their work phones. [read post]
11 Jul 2020, 3:43 am
Bridgewater Over Troubled FINRA Waters (BrokeAndBroker.com Blog)Goldman Sachs profit rises on trading, underwriting boost (Reuters)Wells Fargo shares tumble 8% after posting $2.4 billion loss, dividend slashed to 10 cents (CNBC by Hugh Son)JPMorgan shares jump after record trading revenue drives stronger-than-expected second quarter profit (CNBC by Hugh Son)SEC Charges Wind Turbine Company and Individuals With Defrauding Investors (SEC Release)... [read post]
4 Jul 2020, 4:02 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5313/securities-industry-commentator/Wells Fargo tells new clients they need $1 million in balances for certain mortgage refinancings (CNBC by Hugh Son)Wells Fargo Readying Thousands of Job Cuts to Start in 2020 (CNBC by Hannah Levitt)FORMER BANK EXECUTIVE SENTENCED FOR USING BANK FUNDS FOR LUXURY VACATIONS AND OTHER… [read post]