Search for: "20/20 Investments"
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31 Aug 2012, 8:40 am
Actually, if Facebook stock goes below $20, I’d buy it. [read post]
3 Oct 2019, 6:43 am
According to the Journal, the sale of risker new municipal bonds, combined with “the deterioration of some existing debt” has increased the amount of outstanding junk-rated and unrated debt by 20% since 2012. [read post]
2 May 2008, 10:49 am
In particular, the complaint accuses Bear Stearns and certain of its officers and directors of violating Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by concealing from the investing public during the Class Period (December 14, 2006 through March 14, 2008) that: (a) Bear Stearns subsidiaries and employees who managed its high-yield funds were permitted to withhold from the investing public the… [read post]
13 Mar 2012, 5:44 am
The rumor is that only not-for-profits with 20 or fewer employees will be permitted to join the plan as adopting employers but this limitation is not contained in the text of the bill. [read post]
13 Sep 2017, 3:18 am
Survey Results: Compliance Training Still Not a Priority… As reflected by this 54-page report from Navex Global, despite the flurry of recent scandals, companies aren’t investing in more training – and in some cases, are investing less! [read post]
5 Oct 2010, 10:26 am
Regulators have since discovered that Medical Capital’s assets included not only medical receivables and loans but also a 118-foot yacht and a $20 million stake in the movie, “Perfect Game. [read post]
7 Jan 2019, 7:13 am
Walter Grenda, starting on December 20, 2018, has been barred from associating with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or NRSRO, the SEC notes. [read post]
20 Jan 2009, 3:25 am
Additionally, the complaint alleges that UBS induced Hutchinson to maintain its investment in ARS despite knowing that the ARS market was about to deteriorate. [read post]
6 Jan 2016, 6:00 am
Those each accounted for 20% of the fund’s capital. [read post]
26 Jun 2008, 1:37 pm
Commercial fundamentals are good, but investment has been hurt by the credit crunch - investment in the commercial sectors decelerated in the first quarter after setting a record in 2007.During the first three quarters of 2007, commercial real estate investment was in excess of $100 billion per quarter. [read post]
21 Jan 2010, 9:26 am
While this may appear minor, it is only part of a larger increase that will be driven by the OPA's Feed-in Tariff program and the substantial investment by transmitters and local distribution companies in grid modernization (starting with Hydro One's $2.3 billion investment, mentioned above). [read post]
7 Apr 2019, 3:03 pm
If convicted, each charge could send him to prison for as many as 20 years. [read post]
5 Feb 2015, 2:44 am
But only to the amount originally invested. [read post]
18 Jan 2019, 12:24 pm
The aforementioned pending dispute was filed on December 20, 2018, FINRA states, and is requesting $348,366.85 in damages, FINRA states. [read post]
2 Feb 2015, 4:50 pm
Over the course of the conspiracy, the defendants fraudulently obtained loans on approximately 20 properties, for which the lenders have suffered losses in the amount of approximately $8.2 million. [read post]
1 Jul 2019, 11:58 am
Aurelius Investment, consolidated with Aurelius Investment v. [read post]
16 Jan 2007, 11:02 pm
The defendants allegedly told clients that Kim made a nearly $20 million profit in one day by taking short and long positions in a single stock. [read post]
20 Apr 2020, 8:23 am
The aim would be to stimulate EIS-qualifying equity investments from high net worth individuals. [read post]
25 Aug 2022, 8:41 am
When brokers abuse client accounts or conduct transactions that violate securities laws, such as making unauthorized trades or making unsuitable investments, the brokerage firm they are working with may be liable for investment losses. [read post]
2 Feb 2010, 10:58 am
But in order to completely reform the financial regulatory system, he stressed, it is essential that investment banks, hedge funds and other institutions are also subject to adequate regulation. [read post]
