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27 Aug 2023, 7:49 pm
FINRA reportedly censured and fined the firm $75,000 and requested they provide remediation to Eligible Customers. [read post]
24 Oct 2012, 10:34 am
The Courtesy Rule provided: Courtesy is the responsibility of every employee. [read post]
4 Oct 2019, 10:31 am
“A contract, to be specifically enforced by the court, must be mutual . . . . [read post]
29 Aug 2018, 7:31 am
” What About “Collective Activities for Mutual Aid”? [read post]
9 Feb 2021, 6:29 am
In its Corporate Co-operation Guidance[7], the SFO makes clear that co-operation for the purposes of a DPA means “providing assistance to the SFO that goes above and beyond what the law requires”, an indicator of which is “[providing] relevant material that is held abroad where it is in the possession or under the control of the organisation. [read post]
6 Nov 2008, 5:48 am
Was he providing an advise? [read post]
16 Jun 2016, 9:08 am
In the author's intention a narrative of liminality could provide a counter-altar to the distinction between the social space and the societal space, friend and enemy, good and evil etc. [read post]
6 Feb 2013, 6:05 am
The Matlock Court said “common authority” is based on `mutual use of the property by persons generally having joint access or control for most purposes”. [read post]
6 Apr 2020, 8:37 pm
For non-monetary filings relating to mutual funds (e.g., terminations, name changes, and correspondent changes), scanned submissions may be submitted via email to dob.sec-reg@ct.gov in lieu of a mailed paper filing. [read post]
13 Sep 2020, 7:01 am
The options are not mutually exclusive, but each presents its own challenges. [read post]
23 Apr 2021, 5:01 am
Fifth, they contain mutually binding elements. [read post]
7 Feb 2018, 8:00 am
Mutual Legal Assistance Treaties are important, but they are not the answer to the cross-border data problem. [read post]
15 Nov 2013, 4:39 am
She did not generally speak directly with [Shiner]; their mutual friends would talk more with him. [read post]
30 Dec 2022, 7:22 am
"The Russo-Ukrainian War has provided a grand opportunity for the sort of performance--in public--of the intellectual. [read post]
13 Apr 2023, 5:00 am
State Farm Mutual Automobile Insurance, 256 A.3d 1145 (Pa. 2021), the Pennsylvania Supreme Court doubled down on its finding that the household exclusion was invalid by reaffirming its previous decision in Gallagher v. [read post]
28 Dec 2013, 6:25 am
Respondent also contended that by signing the Stipulation providing Ms. [read post]
9 Aug 2024, 6:30 am
These fees provide not only for conference attendance but also for a celebratory conference dinner, lunches, and refreshments. [read post]
26 Jul 2018, 8:00 am
What if the Contract Only Provides Attorney’s Fees to One Side? [read post]
25 Mar 2019, 6:11 am
” The document then notes that “[a]n understanding is created on each target of mutual interest in terms of collection, processing and reporting. [read post]
29 May 2022, 7:07 pm
That unbroken line of cultural development provides both the marker of legitimacy and its structure. [read post]
