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19 Feb 2012, 3:41 pm
Fund Corp., 18 NY3d 1, 4). [read post]
18 Feb 2012, 10:13 pm
All may not be lost for News Corp. [read post]
18 Feb 2012, 5:15 am
Boston Scientific Corp., 433 F.3d 1, 5 (1st Cir. 2006)(holding that SOX has no application to employees outside the United States). [read post]
17 Feb 2012, 11:29 am
Schering-Plough Corp., 842 A.2d 174, 177-78 (N.J. [read post]
The SEC and Small Capital Formation: The Advisory Committee on Small and Emerging Companies (Part 1)
17 Feb 2012, 5:00 am
Leza, Chairman of the Board, Exar Corp., Fremont, Calif. [read post]
16 Feb 2012, 5:55 pm
Jordan Sollit Corp., 2002 WL 31545972 (W.D. [read post]
16 Feb 2012, 5:47 pm
Christy of Willkie Farr & Gallagher (1903 PLI/Corp 447, 453) explain that: Most courts considering the issue have held that the personal benefit test does apply in misappropriation cases for policy reasons. [read post]
16 Feb 2012, 11:23 am
A recent well-known target of investigations under the FCPA has been Rupert Murdoch’s News Corp. [read post]
16 Feb 2012, 5:09 am
M & T Bank Corp. v. [read post]
15 Feb 2012, 12:38 pm
Plywood Corp., 318 F. [read post]
15 Feb 2012, 12:07 pm
Army Corps of Engineers’ Bagram Office recently told Freedom Builder, a Corps of Engineers publication. [read post]
15 Feb 2012, 8:38 am
KabrawalaThe South Carolina Supreme Court’s ruling in Matrix Financial Services Corp v. [read post]
14 Feb 2012, 6:05 pm
., Independence Blue Cross, and Horizon Blue Cross and Blue Shield of New Jersey) and a health information technology company, Lumeris Corp. [read post]
14 Feb 2012, 8:49 am
Marine Corps. [read post]
14 Feb 2012, 4:16 am
Section 12(g): Corp Fin Grants Global No-Action Relief for RSUs at Pre-IPO Companies Yesterday, Corp Fin granted this no-action relief to Fenwick & West regarding the use of restricted stock units for employees at pre-IPO companies under certain conditions without the company needing to register the securities under Section 12(g) of the '34 Act (generally, the conditions are similar to those in Rule 12h-1(f) for options). [read post]
13 Feb 2012, 12:58 pm
” The Civil Division is also proposing a major expansion of its financial fraud corps. [read post]
13 Feb 2012, 7:58 am
Circuit moved a step closer to resolving the unprecedented dispute between the SEC and the Securities Investor Protection Corp. [read post]
12 Feb 2012, 9:04 am
Saint-Gobain Performance Plastics Corp., 131S. [read post]
12 Feb 2012, 8:27 am
Security researchers said they found a vulnerability in the Google Inc mobile payments platform which is currently available in phones sold by Sprint Nextel Corp. [read post]
SEC Gets Initial Victory in Lawsuit Against SIPC Over Payments Owed to Stanford Ponzi Scam Investors
10 Feb 2012, 5:32 pm
District Court Judge Robert Wilkins says that the Securities and Exchange Commission doesn’t need to go through a full civil trial in order to make the Securities Investor Protection Corp. start liquidation proceedings to compensate the victims of Allen Stanford’s $7B Ponzi scam for their losses. [read post]
