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17 Jan 2016, 5:29 pm by Deborah Hope Wayne
Rather than being pitted against each other in front of the judge, the mediator facilitates comprehensive discussions of the issues in order to hopefully obtain a mutually beneficial agreement. [read post]
17 Jan 2016, 5:29 pm by Deborah Hope Wayne
Rather than being pitted against each other in front of the judge, the mediator facilitates comprehensive discussions of the issues in order to hopefully obtain a mutually beneficial agreement. [read post]
15 Jan 2016, 1:17 pm by D. Daxton White
The SteelPath Mutual Fund Family (n/k/a OppenheimerFunds) introduced the first MLP mutual fund in May of 2010. [read post]
15 Jan 2016, 11:09 am by Adam Weinstein
(Reef) came in September 2013 after the firm alleged that Kirk engaged in actions inconsistent with the firm’s policies in that Kirk provided inaccurate information concerning his outside business activities. [read post]
14 Jan 2016, 10:03 am by Robert B. Milligan
Section 7 of the NLRA prohibits employers from enacting policies that stifle or prevent employees from engaging in “concerted activity” for “mutual aid and protection” You should always consult with your company’s legal department to determine the limitations you can impose on employee social media activity. 5)    You have mentioned trade secrets as one type of IP that is particularly vulnerable. [read post]
14 Jan 2016, 8:13 am by Adam Kielich
Under revenue sharing agreements a mutual fund company provides the 401k plan various plan services along with a menu of mutual funds. [read post]
13 Jan 2016, 5:05 pm by Kevin LaCroix
  Instead, board involvement with corporate financial statements evolved slowly (over almost a century) with certain unexpected threats providing the impetus for its progression. [read post]
12 Jan 2016, 12:56 pm by D. Daxton White
Once approved, you can access your SBLOC funds using checks provided by the firm, a federal funds wire, electronic funds transfer, or ACH payments. [read post]
12 Jan 2016, 9:39 am by David Oxenford
It’s that time of the year when we need to dust off the crystal ball and make predictions about the legal issues that will impact the business of broadcasters in 2016. [read post]
12 Jan 2016, 6:36 am by Joy Waltemath
In return for providing access to these separate accounts, participants paid Principal both management fees and operating expenses. [read post]
11 Jan 2016, 4:15 pm by Ildiko Duckor and Kimberly V. Mann
This year, private fund advisers should pay attention to the following OCIE Priorities: Side-by-side management of performance-based and asset-based fee accounts: controls and disclosure related to fees and expenses Cybersecurity: testing and assessments of firms’ implementation of procedures and controls High frequency trading: excessive or inappropriate trading Liquidity controls: potentially illiquid fixed income securities – focus on controls over market risk management, valuation,… [read post]
11 Jan 2016, 6:47 am by Donna Sokol
Laws also provide the vehicle for our global society to adjust to changing times and new challenges. [read post]
11 Jan 2016, 3:06 am by Peter Mahler
In his answer and affidavit opposing the petition, Ahmed claimed that all funds in his possession relating to the gas station “are held solely for the benefit of M&D Dutchess” which is “alive and well and is operating as contemplated by the members when the Company was formed and as provided in the Articles of Organization. [read post]
10 Jan 2016, 9:01 pm by Joseph Margulies
Still, if we cannot count on our friends in Oregon to become instant criminal justice reformers, we should not be too quick to dismiss the value of common experience, for it can provide a foundation for shared understanding—a dawning realization that can penetrate the densest mental barrier, slowly illuminating even the mind most determined to remain shut and most hardened against mutual understanding. [read post]
10 Jan 2016, 10:31 am by Adam Weinstein
Debt issues by Hercules Offshore and drilling rig provider Paragon Offshore were among the worst-performing oil and gas service bonds in the high-yield energy index. [read post]
8 Jan 2016, 4:28 pm by John Jascob
By Jacquelyn LumbA recent sweep examination of mutual fund complexes, investment advisers, broker-dealers, and transfer agents prompted the Division of Investment Management to issue guidance relating to mutual fund distribution and sub-accounting fees. [read post]
8 Jan 2016, 7:00 am by Guest Blogger
The procedures provided for a mandatory certification process. [read post]