Search for: "The Regulatory Review"
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14 Aug 2022, 12:01 pm
IPO after the regulator requested a delay to enable a cybersecurity review. [read post]
4 Mar 2017, 7:11 am
Part IV: Institutional Architecture of Law and Governance: The Law of Government of the United States then considers the legal rules through which governmental regulatory authority may be exercised. [read post]
1 Jun 2022, 12:35 pm
(Case review is done by attorney Tom Lamb) [read post]
27 Mar 2014, 5:40 am
The Financial Industry Regulatory Authority (FINRA) sanctioned and fined Hantz Financial Services, Inc. [read post]
22 Aug 2014, 6:34 am
The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm Safeguard Securities, Inc. [read post]
20 Feb 2024, 5:00 am
After the provider submits the requested records, the SMRC conducts the review based on the analysis of national claims data, statutory and regulatory coverage, and coding, payment, and billing requirements. [read post]
11 Feb 2013, 11:43 am
The webinar will feature Kevin “The Swami” Goldberg addressing a number of hot button issues on the intellectual property front and Dan Kirkpatrick updating us all on the FCC regulatory front. [read post]
8 Aug 2016, 12:30 am
Socio-legal Aspects of the 3-D Printing Revolution is a concise, engaging overview of the dominant intellectual property, privacy and social aspects relating to the legal and regulatory infrastructure of additive manufacturing, a.k.a. 3-D printing, industry.Daily sets out her arguments in the social and economic changes brought about by 3-D printing. [read post]
15 Nov 2021, 9:03 pm
In June, a meeting is scheduled on the use of virtual audits and verification systems in regulatory frameworks. [read post]
17 Nov 2011, 8:06 am
The Financial Industry Regulatory Authority (FINRA) issued a regulatory notice this month that contained the results of a survey of retail broker-dealer firms regarding the use and oversight of senior designations in an effort to better understand their approach to a vulnerable segment of the population. [read post]
17 Nov 2011, 8:06 am
The Financial Industry Regulatory Authority (FINRA) issued a regulatory notice this month that contained the results of a survey of retail broker-dealer firms regarding the use and oversight of senior designations in an effort to better understand their approach to a vulnerable segment of the population. [read post]
19 Sep 2011, 11:09 am
Related posts:Book Review Monday: The Generic Challenge Spanish Court of Appeal: Brand Drug Holders Can’t Challenge Generic Approvals Book Review Monday: Valuation in Life Sciences [read post]
30 Jul 2019, 12:35 pm
The order is effective September 24, 2019 and FERC Staff announced that the new rules will be applicable to triennial reviews for the Northeast region due in December 2019 and June 2020. [read post]
10 Aug 2020, 4:49 pm
Parrelly then resigned in response to the anticipated commencement of an internal review into his activities. [read post]
9 Jan 2018, 7:08 am
Derivatives regulators continue to take actions that pull virtual currencies – also known as digital currency or cryptocurrency, the best known of which is bitcoin – into their regulatory schemes. [read post]
20 Apr 2012, 6:35 pm
Mission CreepThe bill provides that:The Federal Government may use cyber threat information shared with the Federal Government in accordance with subsection (b) for any lawful purpose only if— (A) the use of such information is not for a regulatory purpose; and (B) at least one significant purpose of the use of such information is— (i) a cybersecurity purpose; or … [read post]
3 Jun 2009, 9:27 am
The Permitting of Wind Energy Facilities: A Handbook (2002), prepared for the the Midwest Research Institute, National Renewable Energy Laboratory is a practical guide for navigating land use regulatory issues related to wind energy facilities. [read post]
3 Nov 2008, 12:30 pm
Rev. 1929 (2008) CAFA SETTLEMENT NOTICE PROVISION: OPTIMAL REGULATORY POLICY? [read post]
23 Jun 2011, 2:46 pm
Today, I would like to discuss regulatory aspects of crowdfunding. [read post]
15 Jul 2023, 8:27 pm
Here are some of the regulatory developments of significance to broadcasters from the past week, with links to where you can go to find more information as to how these actions may affect your operations. [read post]
