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We have published a new online Diversity, Equality and Inclusion (DE&I) hub which houses, in one place, our financial services resources and insights to help clients stay informed of key developments in this space. [read post]
On November 7, 2023, the Consumer Financial Protection Bureau issued a proposed rule to supervise larger nonbank companies that offer services like digital wallets and payment apps. [read post]
In this latest episode of our EMEA regulatory insights series colleagues from Dubai provide their thoughts and insights on what 2024 holds for the UAE from a financial services regulatory perspective. [read post]
In this latest episode of our EMEA regulatory insights series colleagues from Australia, Hong Kong, and Singapore provide their thoughts and insights on what 2024 holds from a financial services regulatory perspective. [read post]
13 Jul 2009, 4:06 pm
The Securities and Exchange Commission released a Statement for the Record Before the House of Representatives Committee on Financial Services, Subcommittee on Oversight and Investigations, on July 13 in connection with the Subcommittee's hearing entitled, "Preventing Unfair Trading by Government... [read post]
On March 1, 2017, a comprehensive set of new cybersecurity rules adopted by the New York Department of Financial Services (DFS) took effect. [read post]
6 Nov 2008, 6:31 am
(Smith Barney), Merrill Lynch, Pierce Fenner & Smith Inc. and UBS Financial Services, Inc. entered into the Protocol for Broker Recruiting ("Protocol") in 2004. [read post]
1 Jul 2021, 10:23 am by Jochen Vester (UK)
The statutory instrument amends The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (the 2019 Regulations). [read post]
10 Feb 2010, 7:10 am by Corporation Service Company
The decision is based on the town’s financial stability and the needed business growth to maintain the high level of service to residents. [read post]
3 May 2011, 2:55 am by atussey@mortgagefraudblog.com
., DC Financial Group, Deleverage America, Inc., Delray Beach, South Florida, and owners Dennis Fischer, and Christopher S. [read post]
Generally, a person provides a ‘financial service’ if they provide financial product advice, deal in a financial product, make a market for a financial product, operate a registered scheme, provide a custodial or depository service or provide a crowd-funding service. [read post]
10 Aug 2022, 10:27 am by Joel A. Webber
Future adherence to this policy would prevent the Big Four and tech-adopting / process-implementing alternative legal service providers (ALSPs) from including the advice of licensed attorneys among their offerings. [read post]
13 Jul 2009, 11:47 am by Marx Sterbcow
The CFPA will have sole authority to draft and interpret regulations under the existing consumer financial services and fair lending statutes. [read post]
6 Feb 2007, 2:28 pm
., Feb. 6 /PRNewswire/ -- Merrill Corporation, a leading global provider of technology-enabled services for the legal, financial, real estate and other corporate markets, today announced it is expanding its presence in the southeast market with the acquisition of Document Resources, Inc., an Atlanta-based company with an office in Miami, specializing in litigation support services. [read post]
22 Aug 2024, 10:00 pm
In the weeks following a defective software update that disrupted several industries globally, including financial services, aviation, retail, and emergency services, remediation efforts remain ongoing while organizations look to their supply chains to identify vulnerabilities and possible mitigants for future disruptions. [read post]
22 Aug 2024, 10:00 pm
In the weeks following a defective software update that disrupted several industries globally, including financial services, aviation, retail, and emergency services, remediation efforts remain ongoing while organizations look to their supply chains to identify vulnerabilities and possible mitigants for future disruptions. [read post]
22 Aug 2024, 10:00 pm
In the weeks following a defective software update that disrupted several industries globally, including financial services, aviation, retail, and emergency services, remediation efforts remain ongoing while organizations look to their supply chains to identify vulnerabilities and possible mitigants for future disruptions. [read post]