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2 Jan 2017, 9:30 pm by Sophia Yan
“It will be much better for the health of the federal banking system and everyone who relies on these institutions, if these companies enter the system through a clearly marked front gate, rather than in some back door, where risks may not be as thoughtfully assessed and managed,” Curry stated in his prepared remarks. [read post]
14 Nov 2011, 6:29 pm by David Headrick
DIXIE GAS COMPANY; BEN THOMAS WILLIAMS, JR., INDIVIDUALLY AND AS OWNER AND MANAGER OF DIXIE GAS COMPANY; SEMSTREAM, L.P.; SANTIE WHOLESALE OIL COMPANY, A DIVISION OF BLUE RHINO RELIABLE PROPANE; AND JOHN DOES 1 THROUGH 10 (Tenn. [read post]
9 Aug 2023, 6:32 am
Managing the tension between proponents and opponents of DEI programs and initiatives is particularly complex because of the range of stakeholders involved. [read post]
9 Aug 2023, 6:32 am
Managing the tension between proponents and opponents of DEI programs and initiatives is particularly complex because of the range of stakeholders involved. [read post]
20 Mar 2015, 12:00 pm by Pillsbury Investment Fund Group
Her transactional practice includes, among other things, acquisitions and dispositions by entities regulated under the Investment Company Act, the Securities Exchange Act and the Investment Advisers Act. [read post]
20 Mar 2015, 12:00 pm by Pillsbury Investment Fund Group
Her transactional practice includes, among other things, acquisitions and dispositions by entities regulated under the Investment Company Act, the Securities Exchange Act and the Investment Advisers Act. [read post]
17 Dec 2011, 4:35 am
Having a minimum number of independent directors (IDs) on the board is said to enhance monitoring of the management and promoters, and thereby protect the interests of the public shareholders. [read post]
21 Oct 2012, 7:03 am
Because Close Corporations usually employ the shareholders, these companies generally have a more relaxed management style. [read post]
20 Dec 2011, 6:03 am
Because Close Corporations usually employ the shareholders, these companies generally have a more relaxed management style. [read post]
19 Dec 2016, 2:57 pm by Edward Eisert
On December 8, 2016, the Chief Counsel’s Office of the Division of Investment Management of the Securities and Exchange Commission (“Commission“) provided “no‑action letter” assurance to CenturyLink Investment Management Company, an investment adviser registered as such under the Investment Advisers Act of 1940 (“Adviser“), that it would not recommend enforcement action to the Commission if it were to withdraw its… [read post]
1 Oct 2012, 8:52 am by Greg Mersol
”  Indeed, it questioned whether letting the matter proceed as a collective action would compromise the company’s due process rights. [read post]
16 Jul 2014, 7:44 pm by David Jensen
”The suit was filed by Rob Williams, a former senior manager at the publicly traded company. [read post]
12 Aug 2008, 3:59 am
A self-pace apprenticeship was developed by a collaborating team of managers from training, operations, engineering and tariff administration. [read post]
8 Dec 2011, 11:05 am by SECLaw Staff
The SEC announced the opening of registration for its national seminar to help chief compliance officers and other senior personnel at investment management firms enhance their compliance programs for the protection of investors. [read post]
8 Feb 2012, 9:35 am by William McGrath
(collectively, the Fidelity Management companies, which served as investment advisers or sub-advisers to certain of the Fidelity mutual funds). [read post]
Contingency Management Program Basics As a starting point, the digital health company contracts with a wide variety of entities to provide the program. [read post]
4 Feb 2015, 12:00 am by Virginia Hunt
Yesterday I met with Amie Pellegrini, the Nevada business manager for IW Pharmacy, an online prescription company that services injured workers. [read post]
10 Aug 2017, 7:59 am by Tom Smith
Breitbart News’ interview series, Rebels of Google, has revealed an atmosphere of profound fear at the company, in which employees who challenge Google’s hyper-progressive narratives face bullying and ostracization from co-workers, and frequently find themselves added to blacklists aimed at destroying peoples’ careers both inside and outside Google. [read post]