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16 Jun 2016, 2:48 pm
According to the SEC: The federal securities laws require registered broker-dealers and investment advisers to adopt written policies and procedures reasonably designed to protect customer records and information. [read post]
13 Sep 2010, 8:40 pm
In this blog, I thought I would just provide a brief overview of the various securities laws you should be aware of if you’re using a limited partnership for investment purposes. [read post]
17 Sep 2010, 9:37 am
In this blog, I thought I would just provide a brief overview of the various securities laws you should be aware of if you’re using a limited partnership for investment purposes. [read post]
29 Sep 2012, 11:27 am
One instance might be a client making a small real estate rental investment. [read post]
10 Dec 2018, 9:05 am
It must not come at a surprise, then, that domestic work is invested by this phenomenon. [read post]
18 Apr 2016, 1:23 pm
The officers and managers came from big investment banks, she said, many from Deutsche Bank. [read post]
8 Jul 2014, 9:35 am
Apart from the sponsors, all other Latin American countries, notably Brazil, abstained. [read post]
12 Apr 2019, 2:35 pm
Well under Texas law, solely managed community property (including wages) of the non-debtor spouse is not property of bankruptcy estate. [read post]
28 Sep 2021, 11:47 am
Nadler’s manager’s amendment for the SHOP SAFE Act, which I think will be the basis of a committee markup hearing tomorrow. [read post]
17 Oct 2022, 2:55 pm
In addition, high marginal tax rates can impede domestic investment and lead to tax avoidance. [read post]
14 Feb 2018, 2:57 pm
The SEC alleged that Tilton and Patriarch were able to collect excessive management fees and retain control over their funds’ operation by failing to follow the valuation methodology that was laid out in their investment documents. [read post]
4 Dec 2023, 4:58 am
On July 20, 2016, Johnston sent an email to all GF managing partners clarifying that ENGenuity was not a GF subsidiary but was a stand-alone company with Flor as managing partner and GF as minority partner. [read post]
11 Oct 2021, 7:59 pm
Ensure that companies that follow the rules and invest in meeting cyber security requirements are not at a competitive disadvantage. [read post]
6 Nov 2020, 7:08 am
No withholding is required where the consideration is EUR 500,000 or less, or EUR 1m in the case of a residential house or apartment, [read post]
31 Oct 2011, 10:23 am
Investor perspective * 380+/14+: 380+ NPEs tracked by Patent Freedom. 14+ NPEs are publicly traded. * 48: Acacia employees. 300+ lawsuits (many more defendants). 1000+ appreciation since 2008. 38% of Acacia's revenues goes back to inventors; 50% go to lawyers. * 10 universities invest in IV. 18 tech companies invest in IV. [read post]
31 Jan 2015, 8:24 pm
The right wing of this debate is populated with statists--those academics still deeply invested in the Westphalian system, and its elaboration of a system founded on the distinction between legitimate systems of command (law produced by or through states) and everything else. [read post]
29 Jan 2016, 8:00 am
They then interviewed companies regarding a formal appraisal of all artwork, and hired Christie’s to perform the appraisal. [read post]
2 Nov 2010, 6:38 am
To be a landlord is to have a duty to manage, a duty to improve. [read post]
16 Mar 2010, 1:14 am
Zehil was forced to resign from McGuireWoods in 2007 after it was revealed he had issued fraudulent opinion letters for the handling of investments. [read post]
20 Sep 2010, 9:14 pm
In this blog, I thought I would just provide a brief overview of the various securities laws you should be aware of if you’re using a limited partnership for investment purposes. [read post]
