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20 Sep 2010, 11:21 am
During the phone interview with the underwriter they noted she had filled a prescription for Movi-Prep . . . a medication to purge the bowels in advance of the exam.The carrier opted to postpone taking any action until AFTER the colonoscopy. [read post]
2 Oct 2010, 10:26 am
With this information, tax preparers like H&R can determine if taxpayers qualify for loans and if so, calculate the amounts for the taxpayers who apply for them. [read post]
17 Dec 2020, 9:43 am
A cyber underwriting scenario will be included in the 2022 stress test. [read post]
1 Oct 2008, 2:58 pm
Why not force WaMu and Wachovia to offer no interest loans to anyone who applies, regardless of their credit history? [read post]
31 May 2009, 6:55 am
” Some of the more significant proposed amendments would: a. exempt from the filing requirements and the qualified independent underwriter (”QIU”) requirements of NASD Rule 2720 public offerings (1) in which the FINRA member primarily responsible for managing the offering (or each co-lead, if applicable) does not have a conflict of interest, is not an affiliate of a member that has a conflict of interest and can meet the disciplinary history requirements for… [read post]
18 Nov 2009, 11:15 am
A limited number of insurance companies underwrite structured settlements compared to other types of annuities. [read post]
18 Nov 2010, 10:00 am
I wrote that post because a Texas policyholder attorney wrongly applied the deductible to the policy limit. [read post]
19 Dec 2008, 1:52 am
A limited number of insurance companies underwrite structured settlements compared to other types of annuities. [read post]
23 Jul 2009, 4:15 am
In 1999, the SEC considered a proposal to curb adviser pay to play practices modeled on MSRB Rule G37 that applies to underwriters of municipal bonds. [read post]
27 Jun 2023, 3:08 pm
The district court did not err in declining to apply the contractual exclusion. [read post]
17 Mar 2022, 7:41 am
Specifically, the CFPB is directing its examiners to apply the Consumer Financial Protection Act’s unfairness standard to conduct considered to be discriminatory whether or not it is covered by the Equal Credit Opportunity Act (such as in connection with denying access to a checking account). [read post]
3 Jul 2018, 9:34 am
Underwriter Liability – An underwriter is someone that acts on behalf of a securities issuer, for example, by distributing securities of the issuer. [read post]
4 Sep 2020, 2:59 pm
This meant that our client’s uncle could pay the initial month’s premium while he was still undergoing the application process and, should he die before the insurance company had completed the underwriting process, his family would still be entitled to the death benefits he was applying for. [read post]
15 Feb 2011, 8:22 am
Some insurance companies are even exploring using online data to help underwrite policies. [read post]
28 May 2020, 12:59 pm
The consolidated New York state court complaint names as defendants the company; certain of its directors and officers; and its offering underwriters. [read post]
17 May 2020, 6:47 pm
As discussed in a April 21, 2020 article from the Torys law firm entitled “COVID-19: Potential Liability of Directors and Officers of Insolvent Companies” (here), insolvency is of particular concern to directors and offices because there may be heightened risk of personal liability arising under additional duties and obligations that apply in the insolvency context. [read post]
19 Mar 2020, 7:18 am
Unless extend, this relief applies until April 30, 2020, except that the relief related to Form N-23C-2 applies until June 15, 2020. [read post]
23 Oct 2018, 8:31 am
For instance, to the extent crypto-currency are indeed “property,” issues will arise with respect to underwriting and valuing that property, when the property valuation should occur and whether and under what circumstances the value of the asset should be reassessed. [read post]
10 Feb 2011, 8:11 am
Just by way of a recent example, in Lloyds’ Underwriters v. [read post]
14 Nov 2023, 8:53 am
Underwriters Subscribing to Pol’y Nos. [read post]
