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11 Jan 2016, 3:04 am by Broc Romanek
From Jim Patterson, here’s a pic of Evelyn from her 1st issue of “Highlights & Lowlights”: Here’s EYD at a 1972 AT&T annual shareholders meeting: – Broc Romanek [read post]
21 Oct 2011, 5:18 am by Doug Cornelius
Coming Soon: #Occupy [Name of Your Company Here] by Broc Romanek in The Corporate Counsel .net As we all begin to plan for another wild proxy season, I wonder how many are planning for the potential of major disruptions at their annual shareholder meetings as Occupy Wall Street-type protests quickly spread to avenues that we never dreamed of. [read post]
29 May 2013, 4:20 am by Broc Romanek
Here are some of the latest entries: - Corp Fin Declines to Exclude Proposals on Basis of Inflammatory or Incorrect Supporting Statements - Unbundling Lessons Learned from the Apple Case - Apple: Judge Dismisses Say-on-Pay Injunction Request - A European Report on Proxy Advisors - Climate Risks at Banks: Corp Fin Doesn't Allow Shareholder Proposal Exclusion - Broc Romanek [read post]
11 Jan 2011, 4:29 am by Broc Romanek
BarChris in Securities Regulation - In the Spotlight: Reg FD - Why Non-Executive Chairmen Keep Running Into Trouble - Broc Romanek [read post]
11 Apr 2014, 4:36 am by Broc Romanek
Here are some FAQs on Washington’s new law – and Bill Carleton maintains this web page with many state laws on crowdfunding… Meanwhile, here are other crowdfunding stories: - David Seifer & Taylor White’s “Board Of Contributors: Oculus Sale Angers Crowdfunding Supporters” - Time’s “When Crowdfunding Goes Corporate: Kickstarter Backers Vent Over Facebook’s Oculus Buy” - NY Times’ “Retail Businesses That Try Crowdfunding Face… [read post]
31 Jul 2012, 3:43 am by Broc Romanek
Here are some of the latest entries: - NYSE Director Steps Down After Majority Withhold Vote - How Your Annual Shareholder Meeting May Be Covered: Social Media Style - A Review of Corp Fin No-Action Rulings on E&S Proposals - Big Fireworks at Wells Fargo Annual Shareholders Meeting - Chesapeake: Poster Child For Poor Governance - Broc Romanek [read post]
5 Aug 2011, 2:00 am by Kara OBrien
– In this post, Broc Romanek discusses some of the madness descending from Capitol Hill these days with regards to the SEC. [read post]
4 Nov 2009, 4:41 am by Broc Romanek
Here are some of the latest entries: - Avoiding Market Misperception of Tax Withholding Transactions - Survey Results: Use of Enterprise Risk Management (and Disclosure Thereof) - Analysis: Recent Corp Fin Accounting Comments - Fifteen Risk Factors for Poor Governance - How Colleges (and Law Schools) Are Changing - Broc Romanek [read post]
31 May 2012, 4:15 am by Broc Romanek
- Notes from PLI's "SEC Speaks" Conference Deal Cube Tournament: Round One; 6th Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - Movie Projector & Ticket - Bowling Ball - Listerine Bottle - 'Welcome' from Lobby Online Surveys  &  Market Research - Broc Romanek [read post]
19 Jul 2011, 4:09 am by Broc Romanek
- Corporate Political Spending Post-Citizens United - A 12-Step Program to Truly Good Corporate Governance - Study: "Bridging Board Gaps" - Fifth Call Objectives, and Incremental Alternatives - Broc Romanek [read post]
10 Jun 2016, 3:13 am by Broc Romanek
See this report about the revolving door between the staff of the House Financial Services committee and the financial industry… – Broc Romanek [read post]