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27 Jul 2010, 5:32 am
Definition of "Securities": SEC Staff Believes "Life Settlements" Included Last week, the SEC's Life Settlements Task Force (a "cross-Divisional" body created a year ago) released this report recommending that life settlements be clearly defined as "securities," including recommending that the Commission itself should: - Consider recommending to Congress that it amend the definition of security under the federal securities laws to include life… [read post]
1 May 2012, 3:42 am
- Broc Romanek [read post]
12 May 2017, 3:46 am
– Broc Romanek [read post]
22 May 2013, 4:14 am
- Broc Romanek [read post]
1 Feb 2018, 3:51 am
– Broc Romanek [read post]
7 Oct 2015, 3:44 am
– Broc Romanek [read post]
26 Feb 2010, 6:24 am
Here are some of the latest entries: - Canadian OSC Staff Urges Better IFRS Disclosure - Social Media Policies: No Paranoia Necessary - Analysis: Ability to Backdate Board Resolutions - An Auditor's Claim of Privilege: The Latest - An Effete Corps of Governance Snobs - Broc Romanek [read post]
12 Apr 2013, 4:50 am
- Broc Romanek [read post]
29 May 2013, 4:20 am
Here are some of the latest entries: - Corp Fin Declines to Exclude Proposals on Basis of Inflammatory or Incorrect Supporting Statements - Unbundling Lessons Learned from the Apple Case - Apple: Judge Dismisses Say-on-Pay Injunction Request - A European Report on Proxy Advisors - Climate Risks at Banks: Corp Fin Doesn't Allow Shareholder Proposal Exclusion - Broc Romanek [read post]
12 Aug 2013, 3:15 am
- Broc Romanek [read post]
30 Oct 2013, 4:03 am
- Broc Romanek [read post]
5 Feb 2007, 7:08 am
It would be nice if people listened to compensation expert Broc Romanek (probably not the kind of guy who guzzles vast quantities of ginseng tea); he noted the other day that "market forces do not set CEO pay" and tried very patiently to explain to everyone how things work in the real world. [read post]
8 Feb 2018, 4:43 am
– Broc Romanek [read post]
16 May 2017, 3:05 am
– Broc Romanek [read post]
Even More on "The Facebook and Goldman Saga: All About Section 12(g) and Section 12(h) Applications"
11 Jan 2011, 4:29 am
BarChris in Securities Regulation - In the Spotlight: Reg FD - Why Non-Executive Chairmen Keep Running Into Trouble - Broc Romanek [read post]
23 Feb 2018, 3:41 am
Speaking of Item 16 of Form 10-K, Keith Bishop covers an interesting topic in this blog – did the SEC go to “final” for it’s Item 16 rulemaking already… – Broc Romanek [read post]
8 Mar 2018, 3:09 am
– Reg A+: Many are Called, But Few are Chosen – Broc Romanek [read post]
8 Jul 2013, 4:09 am
- Broc Romanek [read post]
24 Jan 2013, 4:12 am
" - Broc Romanek [read post]
21 Mar 2012, 3:06 am
- Broc Romanek [read post]
