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26 Dec 2022, 11:18 am by Rebecca Tushnet
Akanoc Solutions, Inc., 658 F.3d 936 (9th Cir. 2011), the court cited with approval a “know or have reason to know” standard. [read post]
17 Apr 2012, 10:05 pm by Cynthia Marcotte Stamer
“Third-party payments should never be the motivating factor behind which investments brokers and advisers steer retirement clients into. [read post]