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16 Sep 2019, 6:18 am by Staff Attorney
In February 2013 Hyer was permitted to resign from Next Financial Group, Inc. [read post]
10 Sep 2019, 1:57 pm by Staff Attorney
  According to records kept by The Financial Industry Regulatory Authority (FINRA), Johnston, formerly registered with Capital Financial Services, Inc. [read post]
28 Aug 2019, 5:24 am by Kristian Soltes
One company that is capitalizing on the trend is Zelle, the digital payments company owned by Bank of America  BB&T, Capital One, JPMorgan Chase, PNC Bank, US Bank, Citibank, and Wells Fargo. [read post]
14 Aug 2019, 7:20 am by John Jascob
” Whether an acquisition is “significant” is determined by one of three tests: the investment test, the asset test, or the income test. [read post]
8 Aug 2019, 12:07 pm by Renae Lloyd
According to SEC filings this week, Everest REIT Investors I LLC, a private real estate investment firm, extended an offer to purchase shares of Griffin Capital Essential Asset REIT, Inc. at a purchase price of $7.20 per share. [read post]
7 Aug 2019, 9:23 am by Kristian Soltes
Congress Wants Capital One and Amazon to Explain Data BreachCBS News – August 1, 2019 Leaders of House and Senate committees want Capital One and Amazon to explain to Congress how a hacker accessed personal information from more than 100 million Capital One credit card customers and applicants. [read post]
5 Aug 2019, 10:38 am by ccollins
GPB Private Placements FundsGBP Capital Holdings is an alternative asset manager that invests in waste management and car dealerships. [read post]
2 Aug 2019, 6:07 am by Overhauser Law Offices, LLC
YOUR WAY. 5776557 LIVING GRAINS FOR LOVING LIFE 5776523 MY ADDICTION ROCK WEAR 5772598 BREVO 5776503 INTEGRITY DEFENSE SERVICES INC. 5776428 HERITAGE THEATER BAR 5776424 LEARN. [read post]
31 Jul 2019, 8:30 am by Mark Ashton
As attorneys we often are asked, “If I get $300,000 in assets I can invest, what should I expect as a return? [read post]
31 Jul 2019, 8:30 am by Mark Ashton
As attorneys we often are asked, “If I get $300,000 in assets I can invest, what should I expect as a return? [read post]
31 Jul 2019, 7:02 am by Kristian Soltes
Financial Conduct Authority (FCA) has finalized its guidance on crypto assets, clarifying which tokens fall under its jurisdiction. [read post]
31 Jul 2019, 2:52 am
Park Hotels & Resorts, Inc., Opposition No. 91233165 [Section 2(d) opposition to PARK HOTELS & RESORTS for "Investment services, namely, asset acquisition, consultation, development and management services; Real estate investment trust services" in view of alleged prior use of the mark PARK HOTEL for hotel reservation and booking services, and travel services].August 14, 2019 - 9 AM: In re My Reelex Packaging Solutions, Inc., Serial Nos. 87285383 and… [read post]
29 Jul 2019, 8:29 am by Rob Robinson
KLDiscovery has been recognized as one of the fastest growing companies in North America by both Inc. [read post]
28 Jul 2019, 6:24 pm by Peter Mahler
 Granting [plaintiff] an order to sell the assets of each LLC and to distribute the proceeds would be tantamount to ordering the dissolution of each LLC. [read post]
26 Jul 2019, 6:17 am
Dike, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, July 25, 2019 Tags: Insider trading, Liability standards, Rule 10b-5, SEC, SEC enforcement, Section 10(b), Securities enforcement, US House The Future of Shareholder Activism Posted by Assaf Hamdani (Tel Aviv University) and Sharon Hannes (Tel Aviv University), on Thursday, July 25, 2019 Tags: Asset management, Boards of Directors, Capital… [read post]
24 Jul 2019, 5:49 am
Posted by Barbara Novick, BlackRock, Inc., on Wednesday, July 24, 2019 Editor's Note: Barbara Novick is Vice Chairman at BlackRock, Inc. [read post]
19 Jul 2019, 5:57 am
Securities and Exchange Commission, on Tuesday, July 16, 2019 Tags: Capital formation, Equity offerings, Investor protection, Opportunity Zones, Retail investors, SEC, Securities regulation, Small firms Staff Statement on LIBOR Transition Posted by William H. [read post]