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20 Nov 2020, 7:45 am
Joseph Stone Capital LLC Todd Paynter Cambridge Investment Research, Inc. [read post]
12 Nov 2020, 2:18 pm
Speed decided there was no need to hire lawyers to represent Disruptive for this latest capital raise. [read post]
11 Nov 2020, 7:00 am
” (TSC Industries, Inc. v. [read post]
8 Nov 2020, 5:05 pm
At its peak in 2006, the company achieved a market capitalization of nearly $1 billion. [read post]
6 Nov 2020, 7:08 am
IRELAND Countries around the world are imposing further restrictions in light of the second wave of coronavirus cases with the Republic of Ireland having moved their restrictions policies into level 5 (their highest level), arguably adopting “Europe’s strictest regime” as Taoiseach (the prime minister of the Republic of Ireland), Mícheál Martin, said. [read post]
5 Nov 2020, 7:35 am
’s V 2.65% $5.3 billion deal to acquire Plaid Inc., a key player in the financial-technology space. [read post]
3 Nov 2020, 1:05 pm
Griffin Capital Essential Asset REIT, Inc. [read post]
30 Oct 2020, 6:01 am
Securities and Exchange Commission, on Tuesday, October 27, 2020 Tags: Broker-dealers, Disclosure, Form CRS, Investment advisers, Regulation Best Interest, SEC, Securities regulation The Impact of COVID-19 on Shareholder Activism in the Retail Industry Posted by Keith E. [read post]
29 Oct 2020, 5:09 pm
” About Reynen Court Reynen Court Inc. [read post]
29 Oct 2020, 7:36 am
“This review would look at the roles of industry self-regulation, regulators and the government and consider whether the balance is right in promoting competition, innovation, efficiency, resilience and stability of the system. [read post]
28 Oct 2020, 12:51 pm
NS8 Inc. [read post]
28 Oct 2020, 6:32 am
Cole Advisors, Inc. [read post]
25 Oct 2020, 3:09 pm
The alleged Perelman scheme Sylebra charges that Ronald Perelman, who owned 39 percent of SGC through his holding company, McAndrews & Forbes, wanted to force Sylebra out and used the tight gaming industry regulations that governed SGC and its subsidiary, Bally Gaming, Inc., to subject Sylebra to a series of trumped-up investigations into its “suitability” as a gaming investor. [read post]
23 Oct 2020, 8:03 am
Blake Kiernan Four Points Capital Partners LLC First Midwest Securities, Inc. [read post]
23 Oct 2020, 3:31 am
Allstate (BrokeAndBroker.com Blog)FINRA Member Firm Prevails in Rare Indemnification Arbitration Against Former EmployeeIn the Matter of the Arbitration Between Capital Financial Services, Inc., Claimant, v. [read post]
22 Oct 2020, 4:00 am
An even greater commercial threat to lawyers is the hundreds of small “start-ups”—small groups of computer-knowledgeable people (some are young lawyers—see: MinuteBox Inc.), who are automating many different types of legal services. [read post]
21 Oct 2020, 12:59 pm
President Trump’s war on TikTok and WeChat could set a precedent of forcing tech companies to choose between doing business in either the U.S. or China.Over the past decade, China’s tech industry has seen a huge venture capital (“VC”) boom. [read post]
21 Oct 2020, 11:44 am
According to SEC filings, Viking Energy Group Inc. filed a form D to raise capital from investors in 2017. [read post]
15 Oct 2020, 1:01 pm
” They were unsuccessful in their trademark application, which was opposed by Barclays Capital Inc. and Barclays PLC (“Barclays”). [read post]
8 Oct 2020, 8:56 am
The developments might have significant consequences on the cryptocurrency industry globally. [read post]
