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16 Sep 2022, 6:30 am
They stated that many private companies issue fixed income securities in the form of corporate bonds offered under Rule 144A, and that applying the 2020 amendments to fixed income securities will require these private issuers to make detailed financial data publicly available before broker-dealers can freely quote their securities.The associations further noted that Rule 144A requires that securityholders and prospective purchasers be given the right to obtain, upon request,… [read post]
16 Sep 2022, 4:30 am
FINRA also conducted its own investigation into the JDN Capital dealings. [read post]
16 Sep 2022, 4:00 am
New Hampshire was one of three states where voters went to the polls, marking the end of this year’s nominating process, along with Rhode Island and Delaware. [read post]
14 Sep 2022, 12:32 pm
From May 2012 through September 2013, Lippmann was registered with Global Arena Capital Corporation. [read post]
13 Sep 2022, 8:48 am
“Open competition, the free flow of information, and freedom of opinions is core to the strength of US capital markets. [read post]
12 Sep 2022, 9:00 pm
This is primarily due to the reductions in its corporate and individual income tax rates. [read post]
8 Sep 2022, 9:01 pm
Other issuers in our capital markets also deserve to compete on a fair playing field. [read post]
8 Sep 2022, 3:34 pm
The TSR values in the table are calculated based on a fixed investment of one hundred dollars. [read post]
8 Sep 2022, 6:31 am
After January 6, a number of companies announced that their corporate PACs had suspended—temporarily or permanently—their contributions to one or both political parties or to lawmakers who objected to certification of the presidential election. [read post]
7 Sep 2022, 7:47 am
The firm also failed to notify clients that GPB Capital Holdings was unable to file their audited financial statements on time for the placements. [read post]
7 Sep 2022, 7:01 am
Did You Invest In VSRPs With Aegis Capital Corporation? [read post]
6 Sep 2022, 9:01 pm
Demanding an accelerated “Investor Day” at which the company would be pushed to disclose aggressive forward-looking projections, financial targets and actions involving the portfolio and allocation of capital. [read post]
30 Aug 2022, 8:15 am
Cybercriminals work quickly once they gain access to a corporate network. [read post]
29 Aug 2022, 1:04 pm
Readers of this blog are well aware that “ESG” (whatever that term may mean) is one of the hot topics in the financial and business sectors. [read post]
29 Aug 2022, 6:48 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that broker Matthew Steven Gaer (Gaer), currently employed by Aegis Capital Corporation (Aegis) has been subject to at least two customer complaints during the course of his career. [read post]
29 Aug 2022, 6:31 am
To develop financial markets, improve market liquidity and attract international capital, governments around the world are encouraged to improve their countries’ corporate governance systems and adopt internationally accepted best practices in corporate governance (e.g., OECD, 2011). [read post]
29 Aug 2022, 6:31 am
To develop financial markets, improve market liquidity and attract international capital, governments around the world are encouraged to improve their countries’ corporate governance systems and adopt internationally accepted best practices in corporate governance (e.g., OECD, 2011). [read post]
26 Aug 2022, 4:00 am
Shareholders are Pushing Back Fast Company – Kathryn Kranhold (Capital & Main) | Published: 8/25/2022 Shareholders are pressuring some of the largest American corporations to account for political spending that may be aiding voter suppression or election interference. [read post]
22 Aug 2022, 9:05 pm
Finally, my study extends the literature on textual analysis of corporate disclosures in accounting. [read post]
22 Aug 2022, 1:18 pm
” An applicable corporation is generally any corporation – but not an S corporation, real estate investment trust, or regulated investment company – whose average annual adjusted financial statement income (or AFSI) exceeds $1 billion for three consecutive years (ignoring financial statement net operating losses). [read post]
