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8 Feb 2021, 11:25 am by Iorio Altamirano
The Financial Industry Regulatory Authority (“FINRA”) has suspended financial advisor Charles Bonilla from the securities industry for five months, fined him $5,000, and ordered him to disgorge $22,417 in commissions. [read post]
3 Jan 2025, 12:27 pm by Rick Hasen
Release: Guy-Uriel Charles, Faculty Director of the Charles Hamilton Houston Institute for Race & Justice and Charles Ogletree, Jr. [read post]
13 Jun 2022, 6:56 am by jeffreynewmanadmin
” Without admitting or denying the SEC’s findings, Schwab’s investment adviser subsidiaries, Charles Schwab & Co., Inc., Charles Schwab Investment Advisory, Inc., and Schwab Wealth Investment Advisory, Inc., agreed to a cease-and-desist order prohibiting them from violating the antifraud provisions of the Investment Advisers Act of 1940, censuring them, and requiring them to pay approximately $52 million in disgorgement and prejudgment interest, and a $135… [read post]
15 Jan 2008, 5:40 am
Charles Ray Jones being reprimanded by the Connecticut Medical Examining Board on December 18th. [read post]
20 Oct 2011, 12:55 am by Lawrence Solum
Charles (Government of the United States of America - Air Force) has posted Decoding the Fourteenth Amendment's Citizenship Clause: Unlawful Immigrants, Allegiance, Personal Subjection, and the Law (Washburn Law Journal, Vol. 51, No. 2, 2012) on SSRN. [read post]
16 Feb 2025, 10:30 am by Tim Zinnecker
From a recent email message: Villanova University Charles Widger School of Law is hiring one full-time faculty member to teach in its Legal Writing Program beginning in the 2025-2026 academic year. [read post]
9 Jan 2012, 8:30 am by Lawrence Solum
Charles (Government of the United States of America - Air Force) has posted Recentering Foreign Affairs Preemption in Arizona v. [read post]
6 Apr 2010, 1:14 pm by Sarah Zanoff
District Court Judge William Alsup ruled that Charles Schwab Corp. did in fact violate the law when it loaded its YeildPlus Mutual Fund with high risk mortgage-related structured debt with first gaining approval by shareholders. [read post]
12 Jul 2021, 11:42 am by Kaufman Dolowich Voluck
Read the Article (subscriber only) CANNABIS LAW | New Jersey Law Journal The post NJ’s Legalization Legislation: The First 180 Days, New Jersey Law Journal, July 7, 2021, by Robert Berns, & Charles Kellett appeared first on Kaufman Dolowich Voluck LLP. [read post]
7 Oct 2008, 11:37 am
“The commander in charge of the operation that led to the death of Jean Charles de Menezes has admitted another innocent man could be killed by police because of the terrorist threat in Britain. [read post]
23 Apr 2012, 10:26 am by Paul Snow
Circuit Judge Charles Webster has ruled that the limits on jury verdicts are unconstitutional because the legislature has no authority to interfere with the judicial branch of the government as found in our MS Constitution. [read post]
23 Apr 2010, 1:39 pm by Lawrence Solum
Charles (Immigration Reform Law Institute) has posted The Constitutional Significance of a 'Well-Regulated Militia' Asserted and Proven with Commentary on the Future of Second Amendment Jurisprudence (Northeastern University Law Review, Forthcoming) on SSRN. [read post]