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7 Feb 2019, 9:02 pm
These projects were sponsored by 31 bilateral and multilateral agencies, development banks, and foundations. [read post]
7 Feb 2019, 3:03 pm
Part 160 and Subparts A, C, and E of Part 164 (the “Privacy Rule” and “Security Rule”). [read post]
4 Feb 2019, 6:28 am
PG&E, one of the largest providers of utilities in California, filed for Chapter 11 bankruptcy protection on 29 January 2019 at least in part due to significant asserted liabilities arising from Californian wildfires. [read post]
1 Feb 2019, 10:51 am
Julie E. [read post]
1 Feb 2019, 7:19 am
The agency also imposed monetary judgments of $10 million or more in ten cases, more than in any other year; and aggressively pursued wrongdoing involving trading misconduct, such as manipulation, spoofing, and wash trading matters.To advance its priorities, the CFTC created specialized task forces in four substantive areas: spoofing and manipulative trading; virtual currency; insider trading and protection of confidential information; and the Bank… [read post]
31 Jan 2019, 2:03 pm
John Reed Stark As cybersecurity has become an increasingly important consideration for all corporate operations, one of the most pernicious problems has been the rise of so-called “ransomware” attacks – that is, systems breaches in which hackers take control of corporate networks and demand ransom payments as a condition of unlocking the systems. [read post]
30 Jan 2019, 3:23 pm
” Amended in May 2018, Rule 2232 now requires a member to disclose the amount of mark-up or mark-down applied to a trade in fixed income securities with a retail customer, if the member also executes an “offsetting” principal trade in the same security on the same trading day. [read post]
29 Jan 2019, 11:48 am
CLS Bank in Patent [read post]
28 Jan 2019, 1:34 pm
The sanction was based on findings that Rubin acted unethically by initiating 12 unfunded Automated Clearinghouse (ACH) requests for electronic fund transfers from his personal bank account to his brokerage account with his member firm, totaling approximately $18 million, to create the false impression that his brokerage account and his securities trading activities were funded by significantly greater amounts than they actually were. [read post]
25 Jan 2019, 7:46 am
Subsection (e) precludes the kidnapping or killing of another during an attempt to avoid being caught for the offense. [read post]
15 Jan 2019, 6:51 pm
(Pix Credit U.S. [read post]
11 Jan 2019, 8:16 am
Trump reversed ZTE penalties in exchange for trade concessions with China. [read post]
11 Jan 2019, 8:16 am
Trump reversed ZTE penalties in exchange for trade concessions with China. [read post]
10 Jan 2019, 6:33 am
In a December 11, 2018 hearing on SEC oversight by the Senate Committee on Banking and Urban Affairs, Sen. [read post]
8 Jan 2019, 12:38 pm
Interoperability will be a key priority for the Office of the National Coordinator for Health Information Technology (“ONC”) going forward. [read post]
7 Jan 2019, 2:35 pm
The significantly elevated level of securities class action activity is a serious problem both for publicly traded companies and for their insurers. [read post]
5 Jan 2019, 10:40 am
Public comments, E-Filings and FOIA requests continue to be received but may experience a delay in being reviewed. [read post]
31 Dec 2018, 4:55 pm
Warez traders generally subscribe to the “information wants to be free” philosophy, so they never exchange copyrighted works for the money, but their trading can have adverse consequences for copyright owners. [read post]
26 Dec 2018, 9:30 pm
In a recent paper, Professor Jane Bambauer of the University of Arizona James E. [read post]
25 Dec 2018, 9:30 pm
The Regulatory Review is pleased to highlight our top regulatory essays of 2018 authored by a select number of our many contributors. [read post]
