Search for: "Exchange Bank"
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10 Mar 2017, 4:25 am
Heller, would credit stock exchanges for any fees they may have overpaid the Securities and Exchange Commission. [read post]
4 Apr 2013, 7:00 am
A chaotic situation ensued when on March 16, 2013, the seventeen Euro zone members announced their decision to impose a one-time tax on deposits held in Cypriot banks in exchange for a 10 billion euro bailout by the European Union. [read post]
11 Mar 2013, 6:08 pm
The European Securities and Markets Authority and the European Banking Authority have issued a joint investor warning on investments in contracts for difference, which are agreements between a buyer and a seller to exchange the difference between the current price of an underlying asset, such as shares, currencies, or commodities and its price when the contract is closed.A contract for difference is a share in a derivative product giving the holder an economic exposure to the… [read post]
12 Sep 2013, 5:00 am
References: Prime Bank Investment Fraud in Investor.gov How Prime Bank Frauds Work by the Securities and Exchange Commission SEC Halts Florida-Based Prime Bank Investment Scheme SEC Complaint against Bernard H. [read post]
9 Jan 2010, 10:14 pm
The exchanges occurred between non-tenants. [read post]
10 Jun 2022, 3:45 am
As this Cadwalader blog notes, this week the Senate Banking Committee unanimously approved the nominations of Jaime Lizárraga and Mark Uyeda for the open seats on the Securities and Exchange Commission. [read post]
20 Dec 2007, 1:00 pm
Washington Mutual Bank, Judge Moon of the W.D. [read post]
6 Feb 2019, 7:43 am
A South Florida man has been convicted in a $100 million scheme to defraud a Puerto Rico bank. [read post]
29 Sep 2013, 9:39 pm
Under this contractarian approach, where debtholders would offer lower interest rates in exchange for safer governance, regulators would offer lower regulatory costs while demanding the same governance concessions. [read post]
23 Feb 2023, 10:00 pm
A week after the US Securities and Exchange Commission (SEC) proposed amendments to cover cryptoassets under the Custody Rule applicable to investment advisers, federal banking agencies issued a statement reminding banks of their risk management obligations in connection with holding crypto companies’ deposits. [read post]
23 Feb 2023, 10:00 pm
A week after the US Securities and Exchange Commission (SEC) proposed amendments to cover cryptoassets under the Custody Rule applicable to investment advisers, federal banking agencies issued a statement reminding banks of their risk management obligations in connection with holding crypto companies’ deposits. [read post]
23 Feb 2023, 10:00 pm
A week after the US Securities and Exchange Commission (SEC) proposed amendments to cover cryptoassets under the Custody Rule applicable to investment advisers, federal banking agencies issued a statement reminding banks of their risk management obligations in connection with holding crypto companies’ deposits. [read post]
23 Feb 2023, 10:00 pm
A week after the US Securities and Exchange Commission (SEC) proposed amendments to cover cryptoassets under the Custody Rule applicable to investment advisers, federal banking agencies issued a statement reminding banks of their risk management obligations in connection with holding crypto companies’ deposits. [read post]
23 Feb 2023, 10:00 pm
A week after the US Securities and Exchange Commission (SEC) proposed amendments to cover cryptoassets under the Custody Rule applicable to investment advisers, federal banking agencies issued a statement reminding banks of their risk management obligations in connection with holding crypto companies’ deposits. [read post]
23 Feb 2023, 10:00 pm
A week after the US Securities and Exchange Commission (SEC) proposed amendments to cover cryptoassets under the Custody Rule applicable to investment advisers, federal banking agencies issued a statement reminding banks of their risk management obligations in connection with holding crypto companies’ deposits. [read post]
13 Jun 2022, 6:56 am
Schwab made money from the cash allocations in the robo-adviser portfolios by sweeping the cash to its affiliate bank, loaning it out, and then keeping the difference between the interest it earned on the loans and what it paid in interest to the robo-adviser clients. [read post]
17 Aug 2021, 8:45 pm
On 16 August 2021, the European Central Bank (ECB) and the United States’ Securities and Exchange Commission (SEC) signed a memorandum of understanding to prepare for the registration of ECB-supervised entities as security-based swap dealers or major security-based swap participants in the United States. [read post]
6 Nov 2013, 11:56 am
Charges in the two later bank robberies were dismissed in exchange for the men's guilty pleas. [read post]
27 Mar 2018, 3:10 am
There is also a strong case for supervisors from around the world to exchange information, to cooperate and to coordinate. [read post]
1 Aug 2020, 4:01 pm
In her latest New York Law Journal International Banking column, “Volcker Rule covered funds revisions finalized: Impact on non-US banks,” Kathleen A. [read post]
