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27 Apr 2020, 5:41 am
Citing a “significant increase in cybercrime” during the COVID-19 pandemic, the New York Department of Financial Services (DFS) issued guidance to all New York State regulated entities identifying areas of heightened cybersecurity risks. [read post]
20 Aug 2017, 6:24 am
Sales practices in the financial services industry have come under increased scrutiny from both regulators and financial institutions since last year. [read post]
26 Aug 2016, 9:45 am
If the service member dies, it may be difficult for the surviving spouse to manage properties, or the property may end up in probate. [read post]
30 Sep 2009, 11:00 pm
The first, and perhaps most important, category of tools will help a firm do the fundamental financial analysis that is necessary in order to understand exactly what it costs to deliver services and how to reduce those costs. [read post]
28 Jul 2015, 8:42 am
The reputational damage to companies and their boards that fail to properly manage risk is a major threat, and Institutional Shareholder Services now includes specific reference to risk oversight as part of its criteria for choosing when to recommend withhold votes in uncontested director elections. [read post]
29 Oct 2020, 7:14 am
Katharine Braddick, Director General, Financial Services, HM Treasury. [read post]
8 Apr 2018, 5:13 pm
The case for fostering the usage of financial services by women as a public policy imperative is recognized globally, with vocal proponents and attention given to this objective on platforms such as the IMF Managing Director’s Global Policy Agenda. [read post]
6 Dec 2023, 11:09 am
A fantastic way to show employees how much management cares about them is to have a Countrywide Pre-Paid Legal Services benefit plan. [read post]
24 Aug 2016, 8:17 am
Cyber Security for Financial FirmsBy Elisabeth Miller, Managing Partner, Milava ConsultingCyber Security for Financial FirmsThe good news is that financial services are one of the top performing industries regarding cyber security. [read post]
12 Feb 2010, 11:08 am
Democratic SEC Commissioner Luis Aguilar thinks not: “While there was much activity this past year, very little has actually been accomplished,” Securities and Exchange Commissioner Luis Aguilar said Feb. 5, expressing doubt that comprehensive financial services reform will become a reality. ... [read post]
1 Oct 2024, 5:00 am
This leads to improved revenue recognition and better financial management. [read post]
26 Jul 2013, 12:40 pm
John will be participating in a panel discussion on social media-related business and legal risks for financial services companies, and strategies for mitigating such risks. [read post]
9 Jan 2017, 7:09 pm
Now, the plan just needs the dedicated financial resources from the federal government to see it through. [read post]
6 Aug 2010, 11:22 am
(Senior) manager/director – audit Your portfolio will comprise primarily of assurance engagements in the financial services sector. [read post]
25 Jun 2009, 11:25 am
Call for Papers AALS Section on Financial Institutions and Consumer Financial Services "Reforming the Institutional Structure of Financial Regulation" Friday, January 8, 2010, 10:30 a.m.-12:15 p.m. 2010 AALS Annual Meeting New Orleans, Louisiana As the international community struggles to manage the current global financial and economic crisis, policymakers around the globe have proclaimed their commitment to… [read post]
27 Jan 2011, 3:14 pm
At page 19, for example, the report opines that: We conclude dramatic failures of corporate governance and risk management at many systemically important financial institutions were a key cause of this crisis. [read post]
13 Aug 2012, 4:58 am
On Friday, the Consumer Financial Protection Bureau proposed new mortgage servicing rules. [read post]
13 Apr 2011, 2:39 pm
The Minister for Financial Services & Superannuation has approved a grant of financial assistance under Part 23 of Superannuation Industry (Supervision) Act 1993 to the trustee of an APRA-regulated fund as a result of loss suffered as a result of fraudulent conduct or theft. [read post]
14 Feb 2021, 9:14 pm
The impact of COVID-19 has continued into the new year with ASIC extending reporting deadlines, and both ASIC and APRA committing to continuing joint engagement in the financial services sector. [read post]
15 Jun 2021, 4:35 pm
In May 2021, the Federal Budget for the 2021-2022 financial year was handed down which included a number of proposed legislative reforms which will affect the Australian funds management and superannuation industries. [read post]
