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24 Nov 2021, 5:43 am
More from the SEC on Cryptocurrencies and Digital Assets SEC Chair Gary Gensler continues to signal that the SEC will take an aggressive approach toward digital asset issuers, exchanges, and lending platforms. [read post]
20 Nov 2021, 4:30 am
“The SEC’s Enforcement Division is the cop on the beat for America’s securities laws,” said Chair Gary Gensler. [read post]
18 Nov 2021, 9:03 pm
SEC Chair Gary Gensler praised the rule as “an important aspect of shareholder democracy” because it affords proxy voters the same freedoms as in-person voters. [read post]
18 Nov 2021, 12:14 pm
A series of recent regulatory actions at the Securities and Exchange Commission (SEC) reaffirms the agency’s commitment to ESG (environmental-social-governance) issues under new Chair Gary Gensler. [read post]
18 Nov 2021, 6:10 am
“These amendments address concerns that shareholders voting by proxy cannot vote for a mix of dissident and registrant nominees in an election contest, as they could if voted in person,” said SEC Chair Gary Gensler in a press release. [read post]
18 Nov 2021, 3:15 am
The new proposal does not come as a huge surprise in light of SEC Chair Gary Gensler’s directive earlier this year to reconsider and refrain from enforcing the rules, which had been scheduled to go into effect December 1st. [read post]
17 Nov 2021, 12:48 pm
The report notes that Gary Gensler, the new SEC chair, was sworn into office on April 17, 2021, and adds the observation that SEC enforcement actions also declined in FY 2013 and FY 2017, both years in which a new SEC chair was sworn in. [read post]
17 Nov 2021, 12:32 pm
Securities and Exchange Commission (SEC) Gary Gensler has asked staff to recommend rules around ensuring principal trading firms (PTFs) are appropriately registered as dealers, calling for improved transparency in the world’s biggest bond market. [read post]
17 Nov 2021, 8:45 am
Rule Changes and New Leadership at the SEC 2021 brought a new Chair of the SEC, with the confirmation of Biden nominee Gary Gensler. [read post]
16 Nov 2021, 4:28 pm
With Gary Gensler at the helm of the SEC, the regulatory environment is bound to change, because Mr. [read post]
16 Nov 2021, 4:22 pm
However, despite the requirements already imposed, SEC Chairman Gary Gensler and others believe that Rule 10b5 still contains several loopholes. [read post]
16 Nov 2021, 3:00 am
Last week, Securities and Exchange Commission Chair Gary Gensler, made a speech at the Institutional Limited Partners Association Summit. [read post]
12 Nov 2021, 11:21 am
New SEC Chairman Gary Gensler has already directed the SEC staff to propose revisions to these amendments. [read post]
12 Nov 2021, 6:07 am
Securities and Exchange Commission, on Thursday, November 11, 2021 Tags: Bitcoin, Blockchain, Cryptocurrency, Decentralized finance, Financial technology, Risk, SEC, Securities regulation Remarks by Chair Gensler At the Institutional Limited Partners Association Summit Posted by Gary Gensler, U.S. [read post]
12 Nov 2021, 5:58 am
According to SEC Chair, Gary Gensler, “[w]hen it comes to climate risk disclosures, investors are raising their hands and asking for more. [read post]
11 Nov 2021, 8:40 am
SEC Chair Gary Gensler has raised questions about whether de-SPAC transactions are properly treated as merger business combinations, or if they should be more like IPOs, without the benefit of certain protections that apply in the merger context or for public companies like the Private Securities Litigation Reform Act (PSLRA).In particular, the SEC is focused on the level of care and diligence that the sponsors put into their examination of the target before they agreed to buy them… [read post]
11 Nov 2021, 6:10 am
Posted by Gary Gensler, U.S. [read post]
10 Nov 2021, 2:10 pm
From the outset of his time in office, SEC Chair Gary Gensler has made it clear that establishing oversight of crypto assets represent one his priorities. [read post]
8 Nov 2021, 6:42 am
By Lene Powell, J.D.Sharing insights honed by past leadership in the SEC Enforcement Division, prominent members of the SEC defense bar discussed the agency’s assertive enforcement under SEC Chair Gary Gensler and Enforcement Director Gurbir Grewal. [read post]
5 Nov 2021, 5:49 am
Posted by Gary Gensler, U.S. [read post]
