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16 Oct 2017, 3:00 am
But like everything he does, if you’re willing to hustle, the reward is there. [read post]
8 Feb 2016, 11:22 am
If an investor’s net worth and annual income is greater than $100,000, then the maximum an individual can invest is 10% of the lower number between the individual’s net worth and their annual income. [read post]
14 Jul 2017, 7:37 am
Fortunately, FINRA does provide for an arbitration forum for investors to resolve such disputes. [read post]
3 Apr 2023, 6:18 am
The agreement was negotiated by a single lead investor on behalf of the defendants. [read post]
15 Sep 2021, 10:55 am
While the pay discrepancy does not seem to violate U.S. labor laws, the whistleblower complaint alleges that Google is in violation of U.S. securities laws because it misled investors about the possible risks associated with its pay discrepancy. [read post]
17 May 2022, 4:51 am
If so, can they disclose this under Article 4(1)(b) SFDR? [read post]
6 Mar 2023, 9:01 pm
It does not measure a company’s ability or resources to pay the attorneys, accountants, consultants, and internal staff to prepare Form 10-Ks, proxy statements, and other filings or to otherwise comply with the Commission’s disclosure rules. [read post]
2 Dec 2008, 1:00 am
The article raises the question whether Fuld is a dupe or a victim; the article says: He held on to 10 million shares of Lehman stock until the end and lost almost $1 billion – "He drank the Kool Aid," said one executive. [read post]
12 Mar 2009, 2:46 pm
Today’s question is not does a banker need more capital, but what capital is available? [read post]
21 Apr 2011, 2:48 pm
With respect to the shareholder trigger for public offerings, Section 12(g) of the Securities Exchange Act of 1934 and SEC Rule 12g-1 require companies with a class of equity securities held of record by 500 or more persons and more than $10 million in assets at fiscal year end to register under the Exchange Act. [read post]
24 Mar 2009, 5:56 am
That doesn't mean investors’ psychic and reliance costs are illusory; but it does mean, looking cash-on-cash, that the lost paper profits far exceed the losses to initial investments that investors would have experienced if they had never heard of Bernie Madoff.And finally, let's consider the money that was transferred to Madoff investors who withdrew some or all of their funds before the collapse. [read post]
15 Oct 2012, 5:01 am
Funds are typically set up with a 10-year fund life and six-year investment duration, but if the group does not deploy the money, they are forced to repay the 2% management fee. [read post]
8 Apr 2012, 8:03 am
There is a quintessentially can-do and self-reliant resonance to crowdfunding - you can feel it by spending 10 minutes clicking around Kickstarter (which of course does not do equity crowdfunding, but the energy is there) - that was also a feature of the #OWS movement last fall. [read post]
15 Oct 2012, 5:01 am
Funds are typically set up with a 10-year fund life and six-year investment duration, but if the group does not deploy the money, they are forced to repay the 2% management fee. [read post]
29 Jun 2011, 9:44 pm
So how many homes does that affect? [read post]
2 Apr 2014, 8:50 am
Still, it would require a rather odd market inefficiency that you would expect savvy investors to exploit. [read post]
28 Nov 2018, 6:55 am
“Passive” Investments: Previously, transactions where the foreign investor held a passive 10% or less of the target company were ostensibly outside the scope of CFIUS. [read post]
2 Apr 2015, 7:31 am
But that does not really matter. [read post]
11 Aug 2024, 9:01 pm
Also, although climate risk may be uncertain and long term in nature, that does not mean it is immaterial for today’s investors – the Rule and the Adopting Release (that is, the portion of the SEC’s March 6th release that explains the background and rationale for the Rule) makes that clear. [read post]
20 Mar 2017, 3:00 am
Does this mean the the average historical market return guarantees future performance? [read post]
