Search for: "In the Matter of Amendments to Rules 1 and 10" Results 741 - 760 of 5,430
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6 May 2011, 7:44 am
In settling this matter, as is usually the case, Wells Fargo neither admitted nor denied the charges, but consented to the entry of FINRAand#39;s findings and of course paid $1 million. [read post]
13 Aug 2010, 6:45 am by Rebecca Tushnet
(1) Engenders democratic citizenship. [read post]
8 Apr 2014, 5:53 am by Howard Friedman
LEXIS 44313 (ND AL, April 1, 2014), an Alabama federal district court adopted a magistrate's recommendations (2014 U.S. [read post]
15 Jan 2024, 12:20 am by David Pocklington
… you are not ‘persons interested’ in this petition for the purposes of rule 10.1 of the Faculty Jurisdiction Rules 2015 (as amended). [read post]
30 Mar 2011, 8:13 am by Christa Culver
United StatesDocket: 10-439Issue(s): (1) Whether the Federal Rules of Evidence and 28 U.S.C. [read post]
10 Oct 2022, 5:01 am by Robert Liles
During FY 2021, a total of 801 new False Claims Act matters were opened. [read post]
2 Sep 2011, 7:50 am by Andrew Frisch
Addressing this issue the court explained: “In its pending Motion to Dismiss, State Farm Mutual contends that because Plaintiffs lack standing to assert joint employer status, the Court lacks subject matter jurisdiction, and therefore that claim should be dismissed under Federal Rule of Civil Procedure 12(b)(1). [read post]
27 Jun 2023, 9:01 pm by renholding
One of those topics is rule 14a-8[1] and shareholder proposals, a subject on which many SEC commissioners have provided their views over the years and, indeed, decades.[2] Today, I will add my thoughts on rule 14a-8 to this already robust collection.[3] I have been involved with this rule to some degree during the near-entirety of my 17-plus years with the Commission. [read post]
21 Mar 2011, 12:34 pm
For any questions or more information on these or any related matters, please contact Louis Lehot, Kevin Rooney, John Tishler or Camille Formosa. [read post]
2 Jan 2012, 7:59 pm by Dwight Sullivan
—Until the President otherwise provides pursuant to section 856 of title 10, United States Code (article 56 of the Uniform Code of Military Justice), the punishment which a court-martial may direct for an offense under section 920 of such title (article 120 of the Uniform Code of Military Justice), as amended by subsection (a), may not exceed the following limits: (1) SUBSECTIONS (a) AND (b). [read post]
18 Nov 2016, 3:26 pm by Cynthia Marcotte Stamer
Scheduled to take effect in July, 2016, DOL’s implementation and enforcement of the Persuader Rule originally was delayed by a June 27, 2016 preliminary injunction issued by Justice Cummings that nationally enjoined DOL from implementing any and all aspects of the Persuader Rule based on his findings, among other things, that the plaintiffs likely would succeed on the merits in showing the Persuader Rule: Violated their right to hire and consult with an attorney,… [read post]