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27 Feb 2018, 7:28 am by John Jascob
For example, promises of favorable research coverage should be prohibited, and analysts should be prevented from participating in pitches alongside corporate advisory or investment banking staff within the firm.Measure 2: After an underwriting or placing mandate has been awarded, regulators should consider requiring firms to take steps to prevent a connected analyst’s views and research from being improperly influenced and to ensure that the analyst remains independent. [read post]
24 Feb 2018, 12:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
22 Feb 2018, 5:56 pm
WhiteHolding:  Demand for attorney's fees and costs incurred prior to the mooting of a shareholder derivative suit (1) failed to satisfy the requirements of the "corporate benefit rule" because the suit was frivolous and causally unrelated to the corporate benefit in question, and (2) failed to meet the requirements for a discretionary award under Maryland Rule 2-703.Facts:  Defendants are a Texas-based publicly traded real estate investment trust… [read post]
17 Feb 2018, 12:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
13 Feb 2018, 8:00 am by Nate Nead
We regularly track the inventory of available public shells as an ancillary service to our capital advisory business. [read post]
12 Feb 2018, 9:02 am by Renae Lloyd
If you are concerned about investment losses with your financial advisor, the securities attorneys of The White Law Group may be able to help you recover your losses. [read post]
6 Feb 2018, 1:02 pm by Silver Law Group
Contact Us If You Have Lost Money Investing with Sheaff Brock Investment Advisors, LLC Silver Law Group is investigating potential FINRA arbitration claims against TD Ameritrade on behalf of investors who suffered investment losses with Sheaff Brock in stock options as a result of investments managed by Sheaff Brock. [read post]
2 Feb 2018, 7:44 am
NHRIs and civil society provide independent expertise, assistance to victims, information to the public and specific groups about their rights and how to access them, and undertake other functions such as visiting places where persons are deprived of liberty. [read post]
2 Feb 2018, 6:10 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Friday, January 26, 2018 Tags: Board composition, Boards of Directors, Corporate culture, Diversity, Misconduct, Oversight, Risk assessment, Risk management Informed Trading and Cybersecurity Breaches Posted by Joshua Mitts and Eric Talley (Columbia Law School), on Friday, January 26, 2018 Tags: Cybersecurity, Disclosure, Information asymmetries, Information… [read post]
1 Feb 2018, 10:52 am
Article 2(3) provides that lawyers are required to take into account Human Rights in all advisory activity, in accordance with the new standards: the United Nations Guiding Principles on Business and Human Rights. [read post]
30 Jan 2018, 8:47 am by Cynthia Marcotte Stamer
While many employers mostly focus upon travel expense management, reporting and reimbursement, smart employers also understand there’s much more to consider. [read post]
29 Jan 2018, 8:26 am by Renae Lloyd
Tao and suffered losses, The White Law Group may be able to help you by filing a FINRA arbitration claim against the brokerage firm that sold you the investment. [read post]
27 Jan 2018, 12:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
24 Jan 2018, 7:56 am by Cynthia Marcotte Stamer
The Act requires federal agencies to report spending data in accordance with new government-wide data standards developed by the Office of Management and Budget (OMB) and the Department of Treasury (Treasury). [read post]
18 Jan 2018, 10:30 am by Jaray Zhao
Empirical data shows that the integration of ESG considerations generate positive impacts on financial performance, cost of capital, and society.[1] ESG has become increasingly important for Canadian investors and corporations According to a study by Laurel Hill Advisory Group (Laurel Hill), an independent cross-border advisory firm, Canadian investors are increasingly aware of and interested in how ESG issues are related to a company’s strategy, risk… [read post]
16 Jan 2018, 3:00 am by Garrett Hinck
Manage relationships and communications with grantees and serve as their primary point of contact. [read post]
12 Jan 2018, 12:19 pm by John Jascob
Michael Heaney, the non-executive director of Investment Management Americas, was appointed chairman of FIMSAC. [read post]