Search for: "MARY SCHAPIRO"
Results 741 - 760
of 901
Sorted by Relevance
|
Sort by Date
2 Jun 2011, 7:33 am
” “I believe that the final recommendation strikes the correct balance,” SEC Chairman Mary Schapiro said. [read post]
27 Sep 2011, 4:59 am
His boss, SEC Chair Mary Shapiro, knew of the investment. [read post]
25 Jan 2013, 5:13 am
In addition, recently departed SEC Chairman Mary Schapiro was asked by Congress to testify at what is likely a record rate for a SEC official. [read post]
11 Jun 2013, 5:00 am
The SEC’s goal of reform has been in the works for a long time, was championed by former Chair of the SEC, Mary Schapiro, and has been continued by current Chair Mary Jo White. [read post]
19 Jul 2007, 7:49 pm
During these events CEO of the NASD, Mary Schapiro remarked: "What's in a name? [read post]
14 Nov 2011, 4:14 am
Schapiro fire one person, whom the SEC described as a manager in the office that inspects investment firms. [read post]
13 Feb 2024, 9:05 pm
In the first 1008 days of their respective terms as chair, the SEC passed 30 non-technical final rules under Jay Clayton, 24 under Mary Jo White, and 32 under Mary Schapiro. [read post]
29 Aug 2013, 4:26 am
I wondered, though, whether her tenure would change the Commission dramatically from that of her predecessor, Mary Schapiro. [read post]
4 Jun 2015, 3:17 am
Chair White – just like Chair Schapiro before her – doesn’t have that luxury. [read post]
28 Jan 2010, 5:42 am
Instead, the release provides "guidance that can help public companies in determining what does and does not need to be disclosed" according to Chairman Mary Schapiro. [read post]
8 Jul 2012, 4:18 pm
But on June 29th SEC Chair(wo)man Mary Schapiro testified before Congress that the SEC would not be able to enact rules within the 90 period proscribed by Congress. [read post]
1 Aug 2010, 11:21 am
Barney Frank, SEC Chair Mary Schapiro said that Section 929I is critical to the Commission’s ability to develop a robust examination program that better protects investors by allowing the SEC to gain timely access to information that it otherwise may not receive, thereby further enhancing its ability to identify fraud. [read post]
28 May 2009, 6:17 am
Chairman Mary Schapiro and Director of Enforcement Robert Khuzami have focused on speeding up the process of conducting investigations and bringing cases. [read post]
27 Feb 2009, 8:42 am
Mary Schapiro, Chairman of the SEC, stated in a recent speech that "giving shareholders a greater say on . . . how company executives are paid" is on the SEC's agenda. [read post]
8 Aug 2009, 5:00 am
Following this recommendation, Chairman Mary Schapiro announced that the SEC is contracting with an outside firm to develop a consolidated computer compliance system that will track, audit, and oversee employee securities transactions. [read post]
26 Apr 2009, 8:38 am
This renewed focus has led to legislation in Delaware and confirmation by the new SEC Chairman, Mary Schapiro, that a rulemaking proposal on shareholder access to management's proxy materials for director elections will be on the SEC's agenda in May 2009. [read post]
GAO Report on Federal Regulatory Process Sees Key Role for FSOC, Notes SEC-CFTC Coordination Efforts
11 Nov 2011, 4:54 pm
In its letter to FSOC, signed by SEC Chairman Mary Schapiro, the SEC noted the challenges of analyzing the economic impact of financial regulations, but recognized the importance of such analysis as part of the rulemaking process. [read post]
7 Sep 2011, 4:58 am
In 2010, at the SEC’s Government-Business Forum on Small Business Capital Formation, SEC Chairman Mary L. [read post]
30 Aug 2011, 6:38 am
In 2010, at the SEC’s Government-Business Forum on Small Business Capital Formation, SEC Chairman Mary L. [read post]
14 Apr 2009, 2:52 am
Recent remarks from, Mary Schapiro, the SEC’s new Chair, in her April 6, 2009 speech to the Council of Institutional Investors (here), seem to suggest the possibility of an SEC move to a disclosure based approach toward separating the two roles. [read post]
