Search for: "Matter of Trader" Results 741 - 760 of 1,414
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
25 Jan 2010, 10:09 pm
Therefore, to permit a local trader to have a monopoly right throughout the entire Community on the basis of only localised use appears to go against the spirit of the Directive.4. [read post]
26 Feb 2014, 11:15 am by Thomas Devaney
Internal Compliance Matters Annual Compliance Review—RIAs must conduct an annual review of their compliance policies and procedures. [read post]
31 Jul 2019, 11:30 am by Sarah Aberg and Kate Ross
”  In other words, any trader could be criminally liable for trading on information that the trader knew or should have known was “wrongfully” obtained. [read post]
8 Jun 2023, 12:12 pm by Steve Bainbridge
Second, as Ann also pointed out, many retail investors are now day traders and meme stock traders who are very different from the traditional perception of retail investors who are long-term shareholders. [read post]
17 Apr 2022, 12:12 am by Frank Cranmer
Why is it defending a slave trader’s memory? [read post]
14 Jan 2016, 7:27 am by Alistair Maughan and Sana Ayub
In the context of known defects, traders would be required to obtain express consent from consumers in order to escape liability. [read post]
5 Apr 2024, 9:51 am by Alan Zibel
LNG export capacity simply empowers Big Oil giants and commodity traders to earn eye-popping profits while American residential and business consumers pay more in the long run. [read post]
7 Apr 2024, 6:45 am by Simon Lester
Summing up, I don't consider myself to be on the left (or on the right, for that matter), but I am solidly in the free trade can promote peace and reduce conflict camp. [read post]
29 Oct 2008, 9:30 am by MTTLR Blog Editor
Algorithmic traders are constantly pushing trading systems to be faster. [read post]
12 Oct 2008, 1:44 pm
When his cable was disconnected, he paid his entire delinquent account (thousands) in cash, in a matter of hours. [read post]
15 Oct 2009, 10:31 am
Though she is beautiful and well-born, Lily is vulnerable when she seeks salvation in the stock market - she has no family to support her, no fortune of her own, no training in business matters, and no socially acceptable means of acquiring money, save marriage. [read post]
16 Aug 2011, 4:00 am by McNabb Associates, P.C.
While on the phone with BENHAMOU, SKOWRON sent an instant message to a trader at the Hedge Fund, urging him to sell the remaining HGSI shares more quickly. [read post]
16 Aug 2011, 4:00 am by McNabb Associates, P.C.
While on the phone with BENHAMOU, SKOWRON sent an instant message to a trader at the Hedge Fund, urging him to sell the remaining HGSI shares more quickly. [read post]
15 Nov 2008, 10:33 pm
Merrill made matters worse by embracing and trafficking in complex and lightly regulated contracts tied to mortgages and other debt. [read post]
1 Feb 2017, 11:09 pm
Money permits no deals except those to mutual benefit by the unforced judgment of the traders. [read post]
13 May 2015, 10:33 pm by Jan von Hein
In effect, this provision ensures that an e-commerce contract between a trader and a consumer cannot be concluded if the trader does not ensure that the consumer is made aware, prior to placing his order, that he is assuming an obligation to pay, in connection with internet contracts specifically by using an unambiguously labelled button. [read post]