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6 Aug 2019, 9:30 pm
"Second Thoughts, the blog of the Center for Firearms Law at Duke University, is running a mini-symposium on the new book Guns in Law (University of Massachusetts Press), edited by Austin Sarat, Lawrence Douglas, and Martha Merril Umphrey, with contributions by the editors and by Carl T. [read post]
6 Aug 2019, 2:22 pm
Merrill DowPharmaceuticals, which addressed the admissibility of scientific evidence. [read post]
6 Aug 2019, 8:52 am
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles III Suntrust Investment Services, Inc JP Morgan Securities LLC Bingham, Daniel Essex Securities LLC Investors Capital Diehlman,… [read post]
6 Aug 2019, 8:45 am
Dewaay Financial Network, LLC VSR Financial Services, Inc Freeman, Michael Spartan Capital Securities, LLC Legend Securities, Inc Fuzie, Cindy Morgan Stanley MML Investors Services, LLC Hernandez, Evelyn Morgan Stanley Chase Investment Services Barry, Jin Spartan Capital Securities, LLC Lampert Capital Markets Inc LaVolpe, Michael Meyers Associates, LP Leonard, William JH… [read post]
2 Aug 2019, 9:09 am
Incorporated, Milwaukee, Wisconsin— June 27, 2000 to February 8, 2005 Northwestern Mutual Investment Services, LLC, Milwaukee, Wisconsin— January 2, 2002 to September 13, 2002 Suntrust Equitable Securities, Atlanta, Georgia— May 9, 1989 to July 3, 2000 Merrill Lynch, Pierce, Fenner & Smith Incorporated, New York, NY— April 2, 1979 to May 15, 1989Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to… [read post]
2 Aug 2019, 9:09 am
Incorporated, Milwaukee, Wisconsin— June 27, 2000 to February 8, 2005 Northwestern Mutual Investment Services, LLC, Milwaukee, Wisconsin— January 2, 2002 to September 13, 2002 Suntrust Equitable Securities, Atlanta, Georgia— May 9, 1989 to July 3, 2000 Merrill Lynch, Pierce, Fenner & Smith Incorporated, New York, NY— April 2, 1979 to May 15, 1989Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to… [read post]
29 Jul 2019, 1:27 pm
The post Merrill Lynch Commodities Lawsuits appeared first on The White Law Group. [read post]
25 Jul 2019, 2:24 pm
Several large global banks, including Deutsche Bank, Merrill Lynch, Santander, JPMorgan, and Commerzbank, were involved in one of the largest tax evasion trading schemes in history, referred to as “cum-ex,” where bank clients falsely claimed multiple tax rebates on capital gains taxes. [read post]
25 Jul 2019, 8:07 am
Draft Recommendation on Certain Principal Transactions with Advisory Clients Jude Arena, Bank of America Merrill LynchJohn Bagley, MSRBJohn Cahalane, TradewebChris Ferreri, Hartfield, Titus, and DonnellyCraig Noble, Wells Fargo Advisors12:00 p.m. [read post]
24 Jul 2019, 8:58 pm
According to a study by Merrill Lynch, by age 61, many people say they are free to chose where they most want to live. [read post]
23 Jul 2019, 9:30 am
Our attorneys have recovered millions of dollars from many brokerage firms in the past, including Merrill Lynch. [read post]
22 Jul 2019, 9:57 am
Kenahan – Merrill Lynch, Boston MA According to an article in CNBC on Friday, Merrill Lynch reportedly paid a whopping $40 million settlement to a customer who alleged his broker, Charles E. [read post]
19 Jul 2019, 2:50 pm
Merrill Lynch has paid $40,000,000 to settle a case involving Boston financial advisor Charles Kenahan. [read post]
15 Jul 2019, 9:01 am
Fidelity, Jefferies, Merrill Lynch, Morgan Stanley, and Charles Schwab are among the firms that reportedly have sold CYES Strategy investments to clients. [read post]
15 Jul 2019, 8:30 am
When your ex is a prominent attorney in the same city you reside, it can be difficult to find a good legal job, so she took a job with Merrill Lynch. [read post]
15 Jul 2019, 8:30 am
When your ex is a prominent attorney in the same city you reside, it can be difficult to find a good legal job, so she took a job with Merrill Lynch. [read post]
11 Jul 2019, 6:33 am
., 95 N.Y.2d 273, 281 (2000); see also Merrill Lynch Pierce Fenner & Smith v. [read post]
11 Jul 2019, 6:33 am
., 95 N.Y.2d 273, 281 (2000); see also Merrill Lynch Pierce Fenner & Smith v. [read post]
9 Jul 2019, 7:52 am
Court of Appeals for the First Circuit, on an issue of first impression at the federal appellate level, recently held that the Merrill doctrine – which prevents federal government instrumentalities from being bound by the unauthorized acts of their agents – applies to… Jeffrey Karek [read post]
2 Jul 2019, 2:18 pm
The wife apparently suspected her husband had offshore accounts at Merrill Lynch/Bank of America in New York City at Avenue of the Americas & 42nd Street: The post Divorce & Hidden Money: Your Spouse’s Secret Offshore Bank Accounts appeared first on Asset Search Blog. [read post]
