Search for: "Merrill Lynch Corporation"
Results 741 - 760
of 767
Sorted by Relevance
|
Sort by Date
8 Sep 2022, 9:01 pm
Joseph Kennedy, the first Chairman of the SEC, had a saying: “No honest business need fear the SEC. [read post]
13 May 2024, 9:05 pm
A contributing factor has been the expectation and demand of regulators during a crisis that the larger or healthier banks acquire the assets of the weaker or failing banks to save the banking system (see Tahyar, 2018, page 28 on Henry Paulson pressuring the BoA to acquire Merrill Lynch)[5]. [read post]
5 Jan 2010, 1:33 am
The settlements include not only the outsized Merrill Lynch settlements (about which refer here), but also include significant settlements in other cases as well, including the Beazer Homes and Accredited Home Lenders cases. [read post]
11 Sep 2024, 9:05 pm
Undoubtedly the risks are much higher for an acquisition made during a crisis (for example, Bank of America Corporation’s acquisition of Countrywide Financial and Merrill Lynch in 2008). [read post]
4 Oct 2016, 6:55 pm
Plaintiffs need not tie specific misrepresentations to specific increases in a defendant corporation’s stock price, which likely broadens the pool of defendants’ statements on which a Section 10(b) claim can be based. [read post]
22 Sep 2009, 6:23 am
Along with investigating the housing bubble, he also recommended that the FCIC consider as contributing factors: incentives for regulatory arbitrage, accounting practices, institutional practices such as corporate governance, capital requirements, and regulatory failures in allowing the financial crisis to spread. [read post]
5 Dec 2010, 4:00 am
Business Week named Joan as one of the “Top 100 Corporate Women in America. [read post]
14 Oct 2010, 6:44 pm
In Japan's case, the same undervalued yen that supported exports sapped consumers' purchasing power while yields on their savings were kept artificially low to fund cheap loans to corporations and government. [read post]
5 May 2012, 11:25 am
And I heard that David Rosenberg, who used to be the Chief Economist at Merrill Lynch, is now working as a teller at B of A. [read post]
3 Apr 2013, 12:47 pm
Churning claims arise out of the inherent conflict of interest involved because a financial advisor is compensated by commissions earned in buying and selling securities on behalf of a client. [read post]
11 Sep 2007, 2:49 am
According to early drafts that have been made public, this law would regulate government reviews of investments into 39 sectors of the Russian economy. [9] Strong, fair and transparent governing institutions, such as regulatory agencies, keep the business sector in line and encourage investment, by ensuring that investors understand where they are putting their money. [10] Several American corporate giants like Boeing and Procter & Gamble already maintain a notable presence in… [read post]
17 May 2021, 9:05 pm
A former investment banker at Merrill Lynch, Giscombe, 45, is the founder and CEO of PlANT-AG, whose first facility is a sprawling 700 acres of greenhouse production capacity that looks more like a Silicon Valley complex than a farm. [read post]
18 Jun 2018, 7:06 pm
The insurance policy, which was reinsured by the Federal Crop Insurance Corporation (FCIC) under the authority of the Federal Crop Insurance Act,[4] contains an arbitration clause in section 20(a): If you and we fail to agree on any determination made by us except those specified in section 20(d), the disagreement may be resolved through mediation in accordance with section 20(g). [read post]
18 Jul 2009, 7:31 am
The SEC retained the Center for Enterprise Modernization, operated by the MITRE Corporation, to assist with the creation of a more centralized process to identify leads for potential investigations and inspections. [read post]
23 Apr 2018, 1:20 am
For instance, plaintiffs alleging false or misleading corporate statements in the context of an initial public offering (“IPO”) almost invariably challenge these same statements under both Section 11 and Section 10(b). [read post]
16 May 2010, 4:07 pm
William Black is a former bank regulator at the Federal Savings and Loan Insurance Corporation. [read post]
12 Jan 2012, 10:55 am
Willan formed a separate company, Evergreen Investment Corporation. [read post]
6 Sep 2012, 1:53 am
In addition, most of the antitrust litigation filed to date has named only corporate defendants. [read post]
4 Feb 2009, 7:44 am
Simple forms of securitised credit - corporate bonds - have of course existed for almost as long as modern banking. [read post]
19 Aug 2009, 9:16 am
Market Transparency and Accountability Act of 2009 Misses the Mark R. [read post]
