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4 May 2012, 5:38 pm
Morgan Stanley & Co. [read post]
3 May 2012, 8:15 pm
(WFC), UBS AG (UBSN), Morgan Stanley (MS), and Citigroup Inc. [read post]
9 Jan 2012, 7:41 pm
A year ago, we wrote that Morgan Stanley’s law department was oddly structured. [read post]
27 Jul 2015, 12:46 pm
On July 14, 2015, Justice Friedman of the New York State Supreme Court for the County of New York granted in part Morgan Stanley & Co. [read post]
10 Oct 2008, 1:57 pm
Shares of Morgan Stanley were 24 percent lower in the first minutes of trading Friday, extending a nearly 26 percent slide from the previous day. [read post]
13 May 2022, 8:59 am
At first blush, a recent FINRA AWC seems to be piling it on against a former Morgan Stanley rep over some silliness involving unapproved emails about a private placement offered by the firm. [read post]
10 Mar 2009, 9:34 am
Smith Barney bleeds as it prepares for merger with Morgan Stanley according to InvestmentNews magazine. [read post]
20 Dec 2014, 12:13 pm
Have you suffered losses investing in Morgan Stanley S&P 500 Crude Oil Linked Exchange-Traded Notes? [read post]
20 Jul 2010, 10:17 pm
Also, they had invested with two Morgan Stanley broker, Michael Kazacos and David Isabella, that were later barred from the securities industry. [read post]
5 Mar 2012, 7:17 am
Morgan Stanley & Co. [read post]
18 Jul 2022, 7:46 am
Morgan Stanley isn’t alone. [read post]
15 Jul 2009, 12:39 pm
Alan Scott Rau Burg Family Professor of Law University of Texas at Austin School of Law [ssrn.com] Technorati Tags: arbitration, ADR, law, Texas Supreme Court, In re Morgan Stanley addthis_url = 'http%3A%2F%2Fwww.karlbayer.com%2Fblog%2F%3Fp%3D3410'; addthis_title = 'Professor+Alan+Scott+Rau+Comments+on+In+re+Morgan+Stanley'; addthis_pub = ''; [read post]
26 Oct 2016, 6:52 am
From the Desk of Jim Eccleston at Eccleston Law LLC:FINRA has fined and suspended a former Client Service Administrator (CSA) at Morgan Stanley for fraudulently transferring money from a client’s account to third party bank accounts and for falsifying records.Pursuant to the settlement, the CSA agreed to be fined $5,000 and suspended from the securities industry for 60 days. [read post]
12 May 2010, 8:01 am
According to Federal prosecutors, Morgan Stanley designed CDOs, while at the same time Morgan Stanley's trading desk allegedly placed bets that their value would decrease. [read post]
9 Jan 2007, 11:01 pm
Morgan Stanley & Co. [read post]
9 Jan 2012, 4:25 pm
On the same day the NFL's Jacksonville Jaguars canned the franchise's longtime general counsel, Morgan Stanley and News Corporation announced that they had appointed new top in-house attorneys with Am Law 100 ties. [read post]
21 Feb 2020, 8:13 am
The ruling against Christopher Garvey, formerly among Morgan Stanley's top lawyers in Hong Kong, was the latest decision exploring the contours of anti-retaliation provisions of the Sarbanes-Oxley Act of 2002. [read post]
26 Apr 2007, 8:10 am
Peter Lattman is reporting over at the WSJ Law Blog that Morgan Stanley has agreed to settle another large sex discrimination class action against it for $46 million dollars (the settlement still has to be approved). [read post]
10 Mar 2009, 2:59 am
Law360 is reporting that the U.S. investment and securities arm of Germany's Deutsche Bank is suing a former employee it claims stole confidential information and poached two assistants when he took a job with rival Morgan Stanley on Friday.This suit comes close on the heels of a suit filed by Merrill Lynch against Deutsche Bank for poaching 12 senior bankers from Merrill Lynch: [www.bloomberg.com].Deutsche Bank Securities Inc. filed a complaint in the U.S. [read post]
30 Nov 2018, 2:39 pm
Morgan Stanley Adviser is Sentenced to Five Years for Fraud James Polese, an ex-Morgan Stanley (MS) financial adviser, is sentenced to five years in prison for investor fraud. [read post]
