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15 Mar 2016, 6:54 am by Lax & Neville LLP
On February 5, 2016, a Financial Industry Regulatory Authority (“FINRA”) panel of arbitrators (the “Panel) rendered an Award (the “Award”) against the Royal Bank of Scotland’s United States securities divisions, RBS Securities, Inc. [read post]
9 Feb 2010, 2:25 pm
At a closed-door meeting scheduled for February 10, the Financial Industry Regulatory Authority board of governors will preside over a closed-door meeting to assess allegations made by Amerivet Securities Inc. that certain FINRA executives, including chief executive Mary Schapiro, received excessive pay. [read post]
7 Apr 2022, 3:17 pm by Zak Gowen
In the payments business, nothing gets the attention of the entire industry as effectively as the topic of fees. [read post]
8 Jun 2011, 11:17 am by Eric Schweibenz
On June 6, 2011, Honeywell International Inc. of Morristown, New Jersey (“Honeywell”) filed a complaint requesting that the ITC commence an investigation pursuant to Section 337. [read post]
7 Aug 2012, 10:06 am by Rosa Schechter
Around three weeks ago (on July 12, 2012), American Residential Properties, Inc. issued a news release that it had completed a private offering of its common stock at $20.00 per share, for a total offering of approximately $224 million. [read post]
4 Nov 2011, 4:34 am by tracey
Accordingly, in deciding whether a patent disclosing a new protein and its encoding gene was susceptible to industrial application the question was whether, taking the common general knowledge into account, it had been plausibly shown that it was usable.” WLR Daily, 2nd November 2011 Source: www.iclr.co.uk [read post]
23 Mar 2012, 9:00 am by Emma Durand-Wood
Since our last update two months ago, we’ve added 12 new blogs on a wide range of topics including family, real estate, and construction law along with legal marketing and industry news. [read post]
25 Jan 2012, 6:16 am by Matt DeVries
  The construction industry is seeing some new and innovative uses, including the following: Marketing and Business Development. [read post]
16 Aug 2017, 10:59 am by Renae Lloyd
Legend Securities Censured and Fined According to the Financial Industry Regulatory Authority, on June 22, 2017, an OHO Decision became final in which Legend Securities, Inc. [read post]
30 Apr 2010, 2:15 pm by Ray Mullman
Industry and advocates for nursing-home reform are watching the case closely. [read post]
13 Jan 2010, 9:24 pm by Lisa Law View
"This grant will help ensure that the affected workers receive the employment and retraining services necessary for securing jobs in new and emerging local industries. [read post]
2 May 2012, 6:51 am
New York City employment lawyers were closely following the case involving Cindy's Total Care Inc., a nail salon in Manhattan, and the U.S. [read post]