Search for: "New York Stock Exchange" Results 741 - 760 of 3,456
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
6 Feb 2024, 1:46 pm by jeffreynewmanadmin
The company’s American depositary shares formerly traded on the New York Stock Exchange. [read post]
19 Sep 2008, 10:38 am
"  The announcement comes just one day after New York Attorney General Andrew Cuomo announced an investigation into whether short sellers spread false rumors about Lehman Brothers Holdings Inc., American International Group Inc. and other financial companies to lower their stock prices.According to SEC Chairman Christopher Cox, "The Commission is committed to using every weapon in its arsenal to combat market manipulation that threatens investors and… [read post]
19 Jun 2012, 2:05 pm
The new rules are based on former National Association of Securities Dealers ("NASD") and New York Stock Exchange ("NYSE") Rules. [read post]
31 Mar 2009, 4:03 am
Shareholders of Perrigo Company recently filed suit in the United States District Court for the Southern District of New York against Perrigo, a pharmaceutical manufacturer and distributor and seven of its directors and officers, alleging violations of Section 10(b) and Rule 10b-5 of the 1934 Securities Exchange Act. [read post]
21 Apr 2010, 5:00 am by Andrew Podore
Jan. 28, 2010), the District Court for the Eastern District of New York held a sale of assets agreement (“Note”) allowing for payment in the form of Visual Management Systems, Inc. [read post]
The defendants moved to dismiss, noting that SPG had received email confirmation from New York Stock Exchange staff that shareholder approval of the amendment was not required under NYSE rules. [read post]
2 Dec 2022, 12:03 pm by Unknown
By Jay Fishman, J.D.A leading global market maker with a significant interest in ensuring success and efficiency in the U.S. retail securities market has filed a complaint against the SEC in New York’s Southern District Court for allegedly stonewalling the plaintiff’s request for records in advance of retail stock order proposed rules the Commission plans to announce by 2022 year-end. [read post]
4 Feb 2009, 6:28 pm
FINRA has been trying to develop a consolidated rulebook since its formation in July 2007 when the New York Stock Exchange and NASD were merged together. [read post]
7 Jul 2010, 5:00 am by Todd Penner
Marram also sits on the Board of The New York Times Company and Eli Lilly and Company. [read post]
28 Jun 2020, 3:42 pm by Kevin LaCroix
  We identify all net-of-market stock drops of specified sizes in 2017 for common shares listed on the New York Stock Exchange and the NASDAQ, and we determine what fraction of those stock drops led to securities class actions. [read post]
3 Sep 2014, 6:28 am by Second Circuit Civil Rights Blog
The New York connection to this firm was that Siemens China is a wholly owned subsidiary of Siemens AG, a German corporation with shares listed on the New York Stock Exchange. [read post]
3 Jan 2013, 6:56 am by Dan Harris
”  For a good background on all this, check out the New York Times here. [read post]
16 Jun 2010, 10:17 am by blacklobellolaw
The Federal Housing Finance Agency has directed Fannie Mae and Freddie Mac to delist their common and preferred stock from the New York Stock Exchange (NYSE) and any other national securities exchange. [read post]
13 Jul 2009, 1:27 pm
  Until now, the New York Stock Exchange ("NYSE") had classified uncontested director elections under Rule 452 as a "routine matter," giving brokers the discretion to vote shares held in investors' accounts when they do not receive voting instructions from the beneficial owner within ten days of a company's meeting. [read post]
3 Aug 2021, 7:35 am by John Jascob
The shell company, which can issue stock to public shareholders, can enter into contracts with the China-based company and issue shares on an exchange like the New York Stock Exchange. [read post]
1 Apr 2024, 7:51 am
"Billionaires told The Post he would cold email with business proposals, while other Wall Streeters acclaimed him as a 'genius' and one CEO of the New York Stock Exchange called him an 'inspiration' on a par with the Founding Fathers.... [read post]