Search for: "Private Funding Management Inc"
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21 Nov 2019, 11:19 pm
While some attention has focused on retail wealth managers, institutional advisers to private funds have attracted scrutiny for undisclosed fees, leading to the following enforcement actions: https://www.lexblog.com/2019/11/12/sec-enforcers-continue-to-focus-on-undisclosed-fees/ Paul Weiss Discusses Delaware Decisions Showing Renewed Focus on Board Oversight Breach of the duty of oversight claims against Delaware directors are known as “possibly the… [read post]
20 Nov 2019, 5:47 am
According to Digital Music News, there have been changes at the Mechanical Licensing Collective, Inc. [read post]
18 Nov 2019, 1:54 pm
About Solutions Law Press, Inc. [read post]
15 Nov 2019, 6:17 am
., on Saturday, November 9, 2019 Tags: CD&A, Derivatives, Disclosure, Hedging, Management, Proxy advisors, Proxy disclosure, SEC, SEC rulemaking, Securities regulation The Stewardship Implications of Passive Investing: Mobilizing Large Asset Managers as Stewards of Capital Markets Posted by Jackie Cook and Jasmin Sethi, Morningstar, Inc., on Saturday, November 9, 2019 Tags: Asset… [read post]
13 Nov 2019, 6:24 am
In the view of Sara Hanks, CEO, Crowd Check, Inc., it is just too hard for small companies to go public, given information and filing requirements. [read post]
12 Nov 2019, 12:26 pm
Revlon, Inc. v. [read post]
12 Nov 2019, 10:35 am
Zhou purportedly formed Zhou Fund I LLC, a private real estate fund managed by Zhou’s real estate company on June 4, 2018, filing a notice of exempt offering of securities with the Securities and Exchange Commission. [read post]
8 Nov 2019, 11:33 am
Fossil Inc. [read post]
5 Nov 2019, 3:25 pm
(PTP), and PPS Associates Inc. [read post]
1 Nov 2019, 6:57 am
States in order of frequency of PFAS detection: California New Jersey North Carolina Alabama Florida Pennsylvania Ohio New York Georgia Minnesota Arizona Massachusetts Illinois Call 205.328.9200 Case Evaluation Toxic PFAS Chemicals Found in Eight North Alabama Water Systems To protect residents who rely on private drinking water wells, the Alabama Department of Environmental Management started to investigate the occurrence of PFAS in public drinking water… [read post]
1 Nov 2019, 6:57 am
States in order of frequency of PFAS detection: California New Jersey North Carolina Alabama Florida Pennsylvania Ohio New York Georgia Minnesota Arizona Massachusetts Illinois Call 205.328.9200 Case Evaluation Toxic PFAS Chemicals Found in Eight North Alabama Water Systems To protect residents who rely on private drinking water wells, the Alabama Department of Environmental Management started to investigate the occurrence of PFAS in public drinking water… [read post]
1 Nov 2019, 6:00 am
Investment Management: Compliance Developments & Calendar for Private Fund Advisers Posted by Jason M. [read post]
28 Oct 2019, 3:43 am
Generally, “whether an officer is entitled to advancement is determined in a summary proceeding, while the right to indemnification is delayed until the conclusion of the matter” (Ficus Investments, Inc. v Private Capital Mgt., LLC, 61 AD3d 1 [1st Dept 2009]). [read post]
27 Oct 2019, 11:00 am
The Philippines is one of nearly two dozen governments that contract out to private firms that pay citizens for part- or full-time work. [read post]
25 Oct 2019, 6:31 am
Katz, Victor Goldfeld, and Elina Tetelbaum, Wachtell, Lipton, Rosen & Katz, on Saturday, October 19, 2019 Tags: Business judgment rule, Engagement, Fiduciary rule, Management, No-action letters, Proxy season, Rule 14a-8, SEC, Securities regulation, Shareholder proposals, Shareholder rights, Shareholder voting, SLB 14K Time To Demand Accountability Regarding Mutual Fund “Risks” Posted by Aaron… [read post]
25 Oct 2019, 3:00 am
Scott Mackenzie “caused the submission of a number of materially false, fictitious and fraudulent statements and representations” to the FEC from 2011 to 2018 on behalf of two PACs: Conservative StrikeForce and Conservative Majority Fund. [read post]
23 Oct 2019, 9:30 am
Marine Management, Inc., B-417353 et al. [read post]
16 Oct 2019, 3:55 am
Harris Funeral Homes Inc. v. [read post]
15 Oct 2019, 4:58 am
According to our investigation Kalos Capital, Inc. [read post]
14 Oct 2019, 10:36 am
Millions of dollars were reportedly borrowed in order to fund private equity buyouts, dividends and other transactions that, unfortunately, didn’t improve earnings. [read post]
